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First Trust United Kingdom AlphaDEX Fund

31 hedge funds and large institutions have $197M invested in First Trust United Kingdom AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

7% more funds holding

Funds holding: 2931 (+2)

3.68% less ownership

Funds ownership: 62.03%58.35% (-3.7%)

6% less capital invested

Capital invested by funds: $209M → $197M (-$12.3M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
9
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$138M -$2.52M -61,338 -2%
Wells Fargo
2
Wells Fargo
California
$11.1M -$1.19M -29,036 -9%
Morgan Stanley
3
Morgan Stanley
New York
$9.99M +$518K +12,613 +5%
AP
4
Atwood & Palmer
Missouri
$6.81M -$6.05M -147,303 -46%
AW
5
ACG Wealth
Georgia
$6.14M +$94.6K +2,303 +2%
SG Americas Securities
6
SG Americas Securities
New York
$4.91M +$5.02M +122,307 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$4.63M +$906K +22,054 +24%
Bank of America
8
Bank of America
North Carolina
$2.37M -$618K -15,048 -20%
UBS Group
9
UBS Group
Switzerland
$2.25M -$340K -8,267 -13%
VKH
10
Virtu KCG Holdings
New York
$2.09M -$715K -17,394 -25%
Citadel Advisors
11
Citadel Advisors
Florida
$1.49M -$1.53M -37,297 -50%
RJA
12
Raymond James & Associates
Florida
$992K -$234K -5,699 -19%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$927K -$2.12M -51,642 -69%
LPL Financial
14
LPL Financial
California
$827K +$356K +8,662 +71%
OMC
15
Old Mission Capital
Illinois
$817K +$244K +5,935 +41%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$781K -$32.4K -789 -4%
Jane Street
17
Jane Street
New York
$687K -$843K -20,514 -55%
KP
18
Keel Point
Alabama
$654K -$3.51M -85,384 -84%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$547K -$23.7K -577 -4%
BTS
20
BB&T Securities
Virginia
$253K -$37.5K -913 -13%
JP Morgan Chase
21
JP Morgan Chase
New York
$252K -$158K -3,837 -38%
Stifel Financial
22
Stifel Financial
Missouri
$201K +$206K +5,010 New
FTUS
23
Flow Traders U.S.
New York
$92K +$93.7K +2,280 New
MFS
24
MSI Financial Services
Massachusetts
$59K +$1.93K +47 +3%
Citigroup
25
Citigroup
New York
$37K +$9.24K +225 +32%

FKU Hedge Fund Activity: Q4 2015 in Review

31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q4 2015, worth a combined $197M — down 5.9% from $209M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FKU positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $5.02M. The largest seller was Atwood & Palmer, cutting an estimated $6.05M.

  • 31 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q4 2015, up from 29 in Q3 2015.
  • Funds reported $197M of First Trust United Kingdom AlphaDEX Fund stock for Q4 2015, down 5.9% quarter-over-quarter.
  • 5 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q4 2015 and 3 closed out, a net change of +2 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q4 2015 was SG Americas Securities, an estimated $5.02M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q4 2015 was Atwood & Palmer, an estimated $6.05M sold.

Based on aggregated 13F filings for Q4 2015.