SG Americas Securities’s First Trust United Kingdom AlphaDEX Fund FKU Stock Holding History

SG Americas Securities’s Portfolio FKU Stock Details FKU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-24,438	Closed	-$881K	–	3554
2017 Q2	$881K	Buy	24,438 +12,557	+106%	+$458K	0.01%	1495
2017 Q1	$414K	Sell	11,881 -18,276	-61%	-$619K	﹤0.01%	1974
2016 Q4	$991K	Buy	30,157 +6,200	+26%	+$200K	0.01%	1312
2016 Q3	$817K	Sell	23,957 -135,481	-85%	-$4.64M	0.01%	1330
2016 Q2	$5.3M	Sell	159,438 -13,026	-8%	-$486K	0.04%	378
2016 Q1	$6.49M	Buy	172,464 +50,157	+41%	+$1.82M	0.05%	317
2015 Q4	$4.91M	Buy	+122,307	New	+$5.02M	0.03%	389
2015 Q1	–	Sell	-5,000	Closed	-$197K	–	2705
2014 Q4	$197K	Buy	+5,000	New	+$193K	﹤0.01%	2430

Other funds holding FKU

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SG Americas Securities's FKU Position: Q3 2017 in Review

SG Americas Securities sold out of First Trust United Kingdom AlphaDEX Fund (FKU) in Q3 2017, closing a stake of 24,438 shares — an estimated $881K sold.

SG Americas Securities first reported a position in FKU in Q4 2014 and held it in 8 quarters. The position peaked at $6.49M in Q1 2016. 16 funds tracked by Wall St. Rank hold FKU as of Q3 2017.

SG Americas Securities reported no remaining First Trust United Kingdom AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
SG Americas Securities sold 24,438 First Trust United Kingdom AlphaDEX Fund shares in Q3 2017, an estimated $881K.
SG Americas Securities first reported a position in First Trust United Kingdom AlphaDEX Fund in Q4 2014 and held it in 8 quarters.
SG Americas Securities's First Trust United Kingdom AlphaDEX Fund position peaked at $6.49M in Q1 2016.
16 funds tracked by Wall St. Rank held First Trust United Kingdom AlphaDEX Fund as of Q3 2017.

Based on SG Americas Securities's 13F filing for Q3 2017, filed 7 Nov 2017.