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First Trust United Kingdom AlphaDEX Fund

15 hedge funds and large institutions have $32.6M invested in First Trust United Kingdom AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

60% more capital invested

Capital invested by funds: $20.3M → $32.6M (+$12.3M)

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

7% more funds holding

Funds holding: 1415 (+1)

2.64% more ownership

Funds ownership: 72.85%75.49% (+2.6%)

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.43%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
7
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.1M +$3.93M +89,966 +38%
AW
2
ACG Wealth
Georgia
$5.62M +$5.68M +130,095 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.23M -$92.7K -2,124 -4%
RJA
4
Raymond James & Associates
Florida
$1.9M +$346K +7,920 +22%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.76M +$1.53M +34,967 +617%
Citigroup
6
Citigroup
New York
$1.73M +$1.75M +40,020 New
JP Morgan Chase
7
JP Morgan Chase
New York
$1.65M +$330K +7,552 +25%
Ameriprise
8
Ameriprise
Minnesota
$747K +$431K +9,882 +133%
Jane Street
9
Jane Street
New York
$718K +$725K +16,620 New
LPL Financial
10
LPL Financial
California
$591K +$148K +3,400 +33%
CPC
11
Cookson Peirce & Co
Pennsylvania
$562K +$567K +13,000 New
Stifel Financial
12
Stifel Financial
Missouri
$523K +$529K +12,110 New
Deutsche Bank
13
Deutsche Bank
Germany
$299K +$6.24K +143 +2%
Bank of America
14
Bank of America
North Carolina
$132K -$493K -11,293 -79%
U
15
UBS
Switzerland
$22K
VKH
16
Virtu KCG Holdings
New York
-$2.55M -58,957 Closed
B
17
Baird
Wisconsin
-$480K -11,119 Closed
AIG
18
American International Group
New York
-$28.1K -651 Closed
MFS
19
MSI Financial Services
Massachusetts
-$7K -161 Closed

FKU Hedge Fund Activity: Q1 2014 in Review

15 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q1 2014, worth a combined $32.6M — up 60% from $20.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FKU positions and 4 closed out — a net gain of 1 holder — while 7 added to existing stakes and 2 trimmed.

The largest buyer was ACG Wealth, opening a new position worth an estimated $5.68M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $2.55M sold.

  • 15 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q1 2014, up from 14 in Q4 2013.
  • Funds reported $32.6M of First Trust United Kingdom AlphaDEX Fund stock for Q1 2014, up 60% quarter-over-quarter.
  • 5 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q1 2014 and 4 closed out, a net change of +1 holder.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q1 2014 was ACG Wealth, an estimated $5.68M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q1 2014 was Virtu KCG Holdings, an estimated $2.55M sold.

Based on aggregated 13F filings for Q1 2014.