First Trust United Kingdom AlphaDEX Fund
31 hedge funds and large institutions have $197M invested in First Trust United Kingdom AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
7% more funds holding
Funds holding: 29 → 31 (+2)
3.68% less ownership
Funds ownership: 62.03% → 58.35% (-3.7%)
6% less capital invested
Capital invested by funds: $209M → $197M (-$12.3M)
44% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 16
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG Americas Securities
New York
|
+$5.02M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$906K |
| 3 |
Morgan Stanley
New York
|
+$518K |
| 4 |
LPL Financial
San Diego,
California
|
+$356K |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$244K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AP
Atwood & Palmer
Kansas City,
Missouri
|
-$6.05M |
| 2 |
KP
Keel Point
Huntsville,
Alabama
|
-$3.51M |
| 3 |
First Trust Advisors
Wheaton,
Illinois
|
-$2.52M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.12M |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$1.53M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $12K | +$41 | +1 | +0.3% |
|
|
WA
27
WFG Advisors
Dallas,
Texas
| $10K | +$82 | +2 | +0.8% |
|
|
TRCT
28
Tower Research Capital (TRC)
New York
| $6K | -$822 | -20 | -11% |
|
|
GI
29
Gradient Investments
Arden Hills,
Minnesota
| $4K | +$4.4K | +107 | New |
|
30
Ameriprise
Minneapolis,
Minnesota
| – | -$205K | -5,113 | Closed |
|
|
MA
31
MUFG Americas
New York
| – | -$15K | -363 | Closed |
|
32
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$2K | -40 | Closed |
|
|
IA
33
IFP Advisors
Tampa,
Florida
| – | +$288 | +7 | New |
|
FKU Hedge Fund Activity: Q4 2015 in Review
31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q4 2015, worth a combined $197M — down 5.9% from $209M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FKU positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 16 trimmed.
The largest buyer was SG Americas Securities, opening a new position worth an estimated $5.02M. The largest seller was Atwood & Palmer, cutting an estimated $6.05M.
- 31 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q4 2015, up from 29 in Q3 2015.
- Funds reported $197M of First Trust United Kingdom AlphaDEX Fund stock for Q4 2015, down 5.9% quarter-over-quarter.
- 5 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q4 2015 and 3 closed out, a net change of +2 holders.
- The largest First Trust United Kingdom AlphaDEX Fund buyer in Q4 2015 was SG Americas Securities, an estimated $5.02M added.
- The largest First Trust United Kingdom AlphaDEX Fund seller in Q4 2015 was Atwood & Palmer, an estimated $6.05M sold.
Based on aggregated 13F filings for Q4 2015.