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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.6M +$1.73M +186,111 +7%
Wells Fargo
2
Wells Fargo
California
$5.86M -$411K -44,242 -7%
Bank of America
3
Bank of America
North Carolina
$4.26M +$1.14M +122,384 +36%
UBS Group
4
UBS Group
Switzerland
$3.2M +$295K +31,721 +10%
Invesco
5
Invesco
Georgia
$2.74M +$126K +13,548 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.77M +$209K +22,517 +13%
SCM
7
Sterneck Capital Management
Missouri
$1.07M +$197K +21,170 +23%
Ameriprise
8
Ameriprise
Minnesota
$920K +$182K +19,563 +25%
MIG
9
Mariner Investment Group
New York
$905K -$639K -68,785 -41%
SFS
10
Shaker Financial Services
Virginia
$633K -$33.5K -3,609 -5%
Stifel Financial
11
Stifel Financial
Missouri
$589K +$223K +23,970 +62%
BTS
12
BB&T Securities
Virginia
$559K +$16.9K +1,822 +3%
PAS
13
Partnervest Advisory Services
California
$545K +$131K +14,107 +32%
LPL Financial
14
LPL Financial
California
$359K +$27.9K +3,000 +8%
SG
15
StoneX Group
New York
$333K +$99.4K +10,700 +43%
PCM
16
Pointe Capital Management
Michigan
$312K
PAG
17
Private Advisor Group
New Jersey
$279K
CAN
18
Cetera Advisor Networks
California
$267K -$1.06K -114 -0.4%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$238K +$46.4K +5,000 +24%
BRWM
20
B. Riley Wealth Management
Tennessee
$195K +$194K +20,914 New
OC
21
Oppenheimer & Co
New York
$163K -$9.29K -1,000 -5%
BF
22
BOK Financial
Oklahoma
$151K
PCM
23
Penserra Capital Management
California
$124K -$41.3K -4,449 -25%
ASN
24
Advisory Services Network
Georgia
$124K +$24.1K +2,600 +24%
WS
25
Wedbush Securities
California
$123K +$19.7K +2,122 +19%