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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28M +$3.78M +424,980 +14%
Wells Fargo
2
Wells Fargo
California
$6.53M +$1.42M +159,798 +25%
RCM
3
Rivernorth Capital Management
Florida
$4.75M +$5.09M +572,459 New
Bank of America
4
Bank of America
North Carolina
$4.11M +$350K +39,323 +9%
UBS Group
5
UBS Group
Switzerland
$2.49M -$381K -42,805 -12%
RVPG
6
Relative Value Partners Group
$2.4M +$2.58M +290,063 New
Invesco
7
Invesco
Georgia
$2.31M -$136K -15,291 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.07M -$544K -61,162 -32%
SCM
9
Sterneck Capital Management
Missouri
$869K -$87K -9,780 -9%
RJA
10
Raymond James & Associates
Florida
$819K +$882K +99,122 New
Ameriprise
11
Ameriprise
Minnesota
$730K -$94.4K -10,612 -11%
MIG
12
Mariner Investment Group
New York
$567K -$256K -28,738 -30%
PAS
13
Partnervest Advisory Services
California
$552K +$72.5K +8,157 +14%
BTS
14
BB&T Securities
Virginia
$379K -$126K -14,174 -24%
Stifel Financial
15
Stifel Financial
Missouri
$358K -$173K -19,479 -31%
SPIA
16
Steward Partners Investment Advisory
New York
$344K +$371K +41,700 New
AIM
17
Axiom Investment Management
New York
$310K +$334K +37,500 New
LPL Financial
18
LPL Financial
California
$299K -$21.3K -2,400 -6%
CHAM
19
Clear Harbor Asset Management
Connecticut
$289K +$311K +34,990 New
PAG
20
Private Advisor Group
New Jersey
$248K
CAN
21
Cetera Advisor Networks
California
$241K +$578 +65 +0.2%
SG
22
StoneX Group
New York
$214K -$88.9K -10,000 -28%
PCM
23
Pointe Capital Management
Michigan
$186K -$97.8K -11,000 -33%
ASN
24
Advisory Services Network
Georgia
$168K +$62.3K +7,000 +53%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$144K -$72.9K -8,200 -32%