First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

FIV

Market cap $349M

Delisted

FIV was delisted on the 9th of December, 2021.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$17M	+$6.12M	+657,202	+57%
2	RCM 2 Rivernorth Capital Management West Palm Beach, Florida	$12.7M	-$4.84M	-519,405	-28%
3	3 Wells Fargo San Francisco, California	$5.67M	-$184K	-19,698	-3%
4	4 Bank of America Charlotte, North Carolina	$4.41M	+$1.12M	+119,909	+34%
5	5 UBS Group Zurich, Switzerland	$3.59M	+$1.97M	+210,929	+122%
6	6 Invesco Atlanta, Georgia	$2.74M	+$433K	+46,503	+19%
7	MIG 7 Mariner Investment Group Harrison, New York	$2.51M	-$65.7K	-7,051	-3%
8	8 Royal Bank of Canada Toronto, Ontario, Canada	$1.28M	+$297K	+31,866	+31%
9	SCM 9 Sterneck Capital Management Kansas City, Missouri	$955K	+$372K	+39,905	+64%
10	10 Ameriprise Minneapolis, Minnesota	$768K	+$40.2K	+4,318	+6%
11	SFS 11 Shaker Financial Services Arlington, Virginia	$548K	-$839K	-90,080	-61%
12	BTS 12 BB&T Securities Richmond, Virginia	$505K	+$23.8K	+2,549	+5%
13	PAS 13 Partnervest Advisory Services Santa Barbara, California	$400K	+$53.5K	+5,740	+16%
14	14 Stifel Financial St. Louis, Missouri	$396K	-$25.4K	-2,723	-6%
15	15 LPL Financial San Diego, California	$334K	+$168K	+18,000	+102%
16	PCM 16 Pointe Capital Management Grosse Pointe Farms, Michigan	$314K	–	–	–
17	OC 17 Oppenheimer & Co New York	$267K	+$97.8K	+10,500	+58%
18	SG 18 StoneX Group New York	$235K	–	–	–
19	LTFS 19 Ladenburg Thalmann Financial Services Miami, Florida	$193K	–	–	–
20	BF 20 BOK Financial Tulsa, Oklahoma	$160K	+$51.4K	+5,520	+48%
21	RJA 21 Raymond James & Associates St Petersburg, Florida	$150K	+$690	+74	+0.5%
22	WS 22 Wedbush Securities Los Angeles, California	$149K	+$1.11K	+119	+0.8%
23	BRF 23 B. Riley Financial Los Angeles, California	$138K	+$15.9K	+1,706	+13%
24	PCM 24 Penserra Capital Management Orinda, California	$124K	+$124K	+13,347	New
25	AW 25 ACG Wealth Atlanta, Georgia	$114K	+$113K	+12,129	New