Penserra Capital Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Penserra Capital Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-13,347	Closed	-$124K	–	814
2018 Q3	$124K	Sell	13,347 -4,449	-25%	-$41.3K	0.01%	437
2018 Q2	$165K	Buy	17,796 +4,449	+33%	+$41.8K	0.01%	320
2018 Q1	$124K	Buy	+13,347	New	+$124K	0.01%	280
2017 Q4	–	Sell	-468	Closed	-$4K	–	597
2017 Q3	$4K	Buy	+468	New	+$4.61K	﹤0.01%	488

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Penserra Capital Management's FIV Position: Q4 2018 in Review

Penserra Capital Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q4 2018, closing a stake of 13,347 shares — an estimated $124K sold.

Penserra Capital Management first reported a position in FIV in Q3 2017 and held it in 4 quarters. The position peaked at $165K in Q2 2018. 39 funds tracked by Wall St. Rank hold FIV as of Q4 2018.

Penserra Capital Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q4 2018 after selling out during the quarter.
Penserra Capital Management sold 13,347 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q4 2018, an estimated $124K.
Penserra Capital Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q3 2017 and held it in 4 quarters.
Penserra Capital Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $165K in Q2 2018.
39 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q4 2018.

Based on Penserra Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.