Oppenheimer & Co’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Oppenheimer & Co’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,000	Closed	-$91K	–	1401
2018 Q4	$91K	Sell	11,000 -6,500	-37%	-$57.8K	﹤0.01%	1190
2018 Q3	$163K	Sell	17,500 -1,000	-5%	-$9.29K	﹤0.01%	1262
2018 Q2	$171K	Sell	18,500 -10,000	-35%	-$93.9K	﹤0.01%	1243
2018 Q1	$267K	Buy	28,500 +10,500	+58%	+$97.8K	0.01%	1110
2017 Q4	$164K	Sell	18,000 -6,500	-27%	-$60.9K	﹤0.01%	1240
2017 Q3	$238K	Buy	24,500 +9,500	+63%	+$93.5K	0.01%	1119
2017 Q2	$152K	Buy	+15,000	New	+$150K	﹤0.01%	1227

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Oppenheimer & Co's FIV Position: Q1 2019 in Review

Oppenheimer & Co sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q1 2019, closing a stake of 11,000 shares — an estimated $91K sold.

Oppenheimer & Co first reported a position in FIV in Q2 2017 and held it in 7 quarters. The position peaked at $267K in Q1 2018. 39 funds tracked by Wall St. Rank hold FIV as of Q1 2019.

Oppenheimer & Co reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q1 2019 after selling out during the quarter.
Oppenheimer & Co sold 11,000 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q1 2019, an estimated $91K.
Oppenheimer & Co first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q2 2017 and held it in 7 quarters.
Oppenheimer & Co's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $267K in Q1 2018.
39 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q1 2019.

Based on Oppenheimer & Co's 13F filing for Q1 2019, filed 24 Apr 2019.