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Global X FinTech ETF
FINX

166 hedge funds and large institutions have $497M invested in Global X FinTech ETF in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 61 increasing their positions, 37 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 37

33% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 15

8% more capital invested

Capital invested by funds: $462M → $497M (+$35.3M)

2.91% more ownership

Funds ownership: 34.24% → 37.15% (+2.9%)

2% more funds holding

Funds holding: 163 → 166 (+3)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
166
Holders Change
+3
Holders Change %
+1.84%
% of All Funds
2.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
61
Reduced
37
Closed
15
Calls
$283K
Puts
–
Net Calls
+$283K
Net Calls Change
-$108K

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$25.4M
2
PAG
Private Advisor Group
New Jersey
+$6.53M
3
LPL Financial
LPL Financial
California
+$4.18M
4
Morgan Stanley
Morgan Stanley
New York
+$4.06M
5
Wells Fargo
Wells Fargo
California
+$3.23M

Top Sellers

Rank Fund Capital Flow
1
CCA
Conservest Capital Advisors
Pennsylvania
-$18.5M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.3M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.73M
4
MML Investors Services
MML Investors Services
Massachusetts
-$1.64M
5
Ameriprise
Ameriprise
Minnesota
-$1.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
TYCC
101
Texas Yale Capital Corp
Florida
$250K – – –
BS
102
Banco Santander
Spain
$248K – – –
TCA
103
Transcend Capital Advisors
New Jersey
$241K – – –
CAS
104
Cascadia Advisory Services
Oregon
$239K -$3.96K -81 -2%
RFN
105
RDA Financial Network
Iowa
$237K -$6.12K -125 -2%
EFS
106
Essex Financial Services
Connecticut
$235K – – –
LNWWM
107
Laird Norton Wetherby Wealth Management
California
$232K +$237K +4,837 New
EWM
108
EPG Wealth Management
Georgia
$226K +$230K +4,704 New
HWA
109
HCR Wealth Advisors
California
$214K +$5.63K +115 +3%
AAP
110
Arax Advisory Partners
Colorado
$212K – – –
BRWM
111
B. Riley Wealth Management
Tennessee
$212K +$11K +225 +5%
Janney Montgomery Scott
112
Janney Montgomery Scott
Pennsylvania
$205K – – –
Northern Trust
113
Northern Trust
Illinois
$202K +$205K +4,200 New
AIC
114
Archer Investment Corporation
Indiana
$202K – – –
MIFH
115
Migdal Insurance & Financial Holdings
Israel
$169K -$1.61K -33 -0.9%
Bank of Montreal
116
Bank of Montreal
Ontario, Canada
$152K – – –
Rockefeller Capital Management
117
Rockefeller Capital Management
New York
$144K -$2.5K -51 -2%
SIC
118
Salem Investment Counselors
North Carolina
$129K +$106K +2,160 +411%
MPCG
119
Matrix Private Capital Group
New York
$117K – – –
HBT
120
Hills Bank & Trust
Iowa
$115K – – –
EIP
121
Ellis Investment Partners
Pennsylvania
$107K +$3.13K +64 +3%
BFEC
122
Benjamin F. Edwards & Company
Missouri
$106K +$4.3K +88 +4%
IFAM
123
Institutional & Family Asset Management
Colorado
$94K – – –
CIAS
124
Capital Investment Advisory Services
North Carolina
$83K +$21.6K +442 +34%
TRCT
125
Tower Research Capital (TRC)
New York
$66K +$55.8K +1,141 +479%
3 4
5
6 7

FINX Hedge Fund Activity: Q3 2021 in Review

166 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2021, worth a combined $497M — up 7.6% from $462M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FINX positions and 15 closed out — a net gain of 5 holders — while 61 added to existing stakes and 37 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $25.4M. The largest seller was Conservest Capital Advisors, cutting an estimated $18.5M.

  • 166 institutional investors held Global X FinTech ETF (FINX) as of Q3 2021, up from 163 in Q2 2021.
  • Funds reported $497M of Global X FinTech ETF stock for Q3 2021, up 7.6% quarter-over-quarter.
  • 20 funds opened new Global X FinTech ETF positions in Q3 2021 and 15 closed out, a net change of +5 holders.
  • The largest Global X FinTech ETF buyer in Q3 2021 was JP Morgan Chase, an estimated $25.4M added.
  • The largest Global X FinTech ETF seller in Q3 2021 was Conservest Capital Advisors, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2021.