B. Riley Wealth Management’s Global X FinTech ETF FINX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-4,425	Closed	-$212K	–	664
2021 Q3	$212K	Buy	4,425 +225	+5%	+$10.8K	0.02%	551
2021 Q2	$200K	Buy	+4,200	New	+$200K	0.02%	384