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Global X FinTech ETF

63 hedge funds and large institutions have $121M invested in Global X FinTech ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 10

2% more capital invested

Capital invested by funds: $119M → $121M (+$2.28M)

0.8% more ownership

Funds ownership: 29.04%29.84% (+0.8%)

0% more funds holding

Funds holding: 6363 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

Holders
63
Holders Change
Holders Change %
0%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
31
Reduced
10
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$28K
Deutsche Bank
52
Deutsche Bank
Germany
$24K +$19.9K +676 +395%
GSWM
53
Golden State Wealth Management
California
$20K -$330K -11,185 -94%
TFA
54
Toth Financial Advisory
Virginia
$19K +$9.13K +310 +87%
TRCT
55
Tower Research Capital (TRC)
New York
$10K +$10.2K +346 +1,922%
IA
56
IFP Advisors
Florida
$9K +$9.4K +319 New
Fidelity Investments
57
Fidelity Investments
Massachusetts
$7K +$2.77K +94 +57%
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$6K +$5.89K +200 New
SPIA
59
Steward Partners Investment Advisory
New York
$5K
WEC
60
Winslow Evans & Crocker
Massachusetts
$4K +$2.36K +80 New
CAPTRUST Financial Advisors
61
CAPTRUST Financial Advisors
North Carolina
$3K +$1.47K +50 +77%
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$2K
AIM
63
Anchor Investment Management
South Carolina
$1.44K
FGAM
64
Financial Gravity Asset Management
Texas
$1K -$153K -5,198 -100%
PCM
65
Penserra Capital Management
California
-$1.57M -53,349 Closed
BCM
66
Barometer Capital Management
Ontario, Canada
-$997K -33,800 Closed
FF
67
Friedenthal Financial
New Jersey
-$372K -12,611 Closed
SC
68
Savant Capital
Illinois
-$91K -12,079 Closed
NCM
69
Niemann Capital Management
Nevada
-$326K -10,990 Closed
CIBC World Market
70
CIBC World Market
Ontario, Canada
-$323K -10,939 Closed
AWA
71
Arete Wealth Advisors
Illinois
-$258K -8,761 Closed
IWA
72
IBEX Wealth Advisors
New Jersey
-$40K -1,378 Closed
DSC
73
Duncker Streett & Co
Missouri
-$30K -1,010 Closed
APA
74
American Portfolios Advisors
New York
-$13.3K -450 Closed
CFA
75
Carroll Financial Associates
North Carolina
-$5K -197 Closed

FINX Hedge Fund Activity: Q3 2019 in Review

63 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2019, worth a combined $121M — up 1.9% from $119M a quarter earlier.

Fund positioning in FINX was balanced in Q3 2019: 11 funds opened new positions, 11 closed out, 31 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.33M. The largest seller was LPL Financial, cutting an estimated $4.17M.

  • 63 institutional investors held Global X FinTech ETF (FINX) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $121M of Global X FinTech ETF stock for Q3 2019, up 1.9% quarter-over-quarter.
  • 11 funds opened new Global X FinTech ETF positions in Q3 2019 and 11 closed out, a net change of 0 holders.
  • The largest Global X FinTech ETF buyer in Q3 2019 was Susquehanna International Group, an estimated $2.33M added.
  • The largest Global X FinTech ETF seller in Q3 2019 was LPL Financial, an estimated $4.17M sold.

Based on aggregated 13F filings for Q3 2019.