Golden State Wealth Management’s Global X FinTech ETF FINX Stock Holding History

Golden State Wealth Management’s Portfolio FINX Stock Details FINX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-700	Closed	-$20K	–	350
2019 Q3	$20K	Sell	700 -11,185	-94%	-$330K	0.01%	613
2019 Q2	$350K	Hold	11,885	–	–	0.11%	151
2019 Q1	$329K	Buy	+11,885	New	+$305K	0.11%	158

Other funds holding FINX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWFA

Baltimore-Washington Financial Advisors Columbia, Maryland $2.32B AUM 16.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

BCM

Beck Capital Management Austin, Texas $437M AUM 59.35% 1-Year Est. Return

Golden State Wealth Management's FINX Position: Q4 2019 in Review

Golden State Wealth Management sold out of Global X FinTech ETF (FINX) in Q4 2019, closing a stake of 700 shares — an estimated $20K sold.

Golden State Wealth Management first reported a position in FINX in Q1 2019 and held it in 3 quarters. The position peaked at $350K in Q2 2019. 70 funds tracked by Wall St. Rank hold FINX as of Q4 2019.

Golden State Wealth Management reported no remaining Global X FinTech ETF position as of Q4 2019 after selling out during the quarter.
Golden State Wealth Management sold 700 Global X FinTech ETF shares in Q4 2019, an estimated $20K.
Golden State Wealth Management first reported a position in Global X FinTech ETF in Q1 2019 and held it in 3 quarters.
Golden State Wealth Management's Global X FinTech ETF position peaked at $350K in Q2 2019.
70 funds tracked by Wall St. Rank held Global X FinTech ETF as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.