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Global X FinTech ETF

63 hedge funds and large institutions have $117M invested in Global X FinTech ETF in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 21

0.15% less ownership

Funds ownership: 28.22%28.07% (-0.15%)

10% less funds holding

Funds holding: 7063 (-7)

12% less capital invested

Capital invested by funds: $132M → $117M (-$15.3M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

Holders
63
Holders Change
-7
Holders Change %
-10%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
21
Reduced
21
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$862K -$69.2K -2,327 -6%
Daiwa Securities Group
27
Daiwa Securities Group
Japan
$739K
SIG
28
Sargent Investment Group
Maryland
$604K +$421K +14,150 +131%
PP
29
Prudential plc
United Kingdom
$598K +$736K +24,750 New
MCP
30
Mirador Capital Partners
California
$585K -$64.2K -2,160 -10%
Bank Julius Baer & Co
31
Bank Julius Baer & Co
Switzerland
$507K +$624K +21,004 New
SPC
32
Sigma Planning Corp
Michigan
$446K +$24K +806 +5%
MIAN
33
Mariner Independent Advisor Network
Kansas
$390K -$75.1K -2,525 -13%
SW
34
SVB Wealth
Massachusetts
$372K +$1.49K +50 +0.3%
CW
35
CreativeOne Wealth
Kansas
$366K +$143K +4,799 +46%
Osaic Holdings
36
Osaic Holdings
Arizona
$331K +$406K +13,663 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$296K +$67.5K +2,272 +23%
LNC
38
Lincoln National Corp
Pennsylvania
$285K -$1.37K -46 -0.4%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$267K -$40.9K -1,375 -11%
NFG
40
Next Financial Group
Texas
$265K -$168K -5,649 -34%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$263K -$67.5K -2,272 -17%
ACS
42
Archford Capital Strategies
Illinois
$231K +$285K +9,576 New
WIA
43
Wealthstreet Investment Advisors
Texas
$217K -$59.5K -2,000 -18%
DAS
44
Dynamic Advisor Solutions
Arizona
$210K -$123K -4,151 -32%
BWA
45
BDO Wealth Advisors
Florida
$147K
GWM
46
Geneos Wealth Management
Colorado
$130K +$132K +4,440 +444%
EWM
47
EPG Wealth Management
Georgia
$97K +$119K +4,004 New
Citigroup
48
Citigroup
New York
$58K +$13.7K +462 +24%
William Blair & Company
49
William Blair & Company
Illinois
$47K -$45.9K -1,545 -44%
IFAM
50
Institutional & Family Asset Management
Colorado
$47K +$17.9K +601 +44%

FINX Hedge Fund Activity: Q1 2020 in Review

63 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q1 2020, worth a combined $117M — down 12% from $132M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FINX and 13 opened new positions — a net loss of 5 holders — while 21 trimmed existing stakes and 21 added.

The largest buyer was UBS Group, adding an estimated $2.91M. The largest seller was Beck Capital Management, exiting entirely with an estimated $3.25M sold.

  • 63 institutional investors held Global X FinTech ETF (FINX) as of Q1 2020, down from 70 in Q4 2019.
  • Funds reported $117M of Global X FinTech ETF stock for Q1 2020, down 12% quarter-over-quarter.
  • 13 funds opened new Global X FinTech ETF positions in Q1 2020 and 18 closed out, a net change of -5 holders.
  • The largest Global X FinTech ETF buyer in Q1 2020 was UBS Group, an estimated $2.91M added.
  • The largest Global X FinTech ETF seller in Q1 2020 was Beck Capital Management, an estimated $3.25M sold.

Based on aggregated 13F filings for Q1 2020.