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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.4M -$303K -17,972 -1%
SFS
2
Shaker Financial Services
Virginia
$7.6M +$4.58M +271,548 +111%
EF
3
Exeter Financial
Arizona
$7.5M +$769K +45,615 +10%
Wells Fargo
4
Wells Fargo
California
$4.91M +$274K +16,239 +5%
Invesco
5
Invesco
Georgia
$4.62M -$74.9K -4,445 -1%
RJA
6
Raymond James & Associates
Florida
$4.58M -$224K -13,309 -4%
UBS Group
7
UBS Group
Switzerland
$4.15M +$18.2K +1,081 +0.4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.09M -$412K -24,425 -8%
AAM
9
Advisors Asset Management
Colorado
$3.47M -$882K -52,308 -18%
GC
10
Guggenheim Capital
Illinois
$3.22M -$874K -51,858 -19%
NSIM
11
North Star Investment Management
Illinois
$3.06M +$38.7K +2,294 +1%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.27M +$492K +29,179 +23%
WAM
13
Wolverine Asset Management
Illinois
$1.6M +$1.39M +82,306 +310%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$1.37M -$65.3K -3,873 -4%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.14M -$2.94M -174,447 -69%
EDRIA
16
Edmonds Duncan Registered Investment Advisors
Kansas
$1.08M +$39.9K +2,366 +3%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.05M -$3.98K -236 -0.3%
9WM
18
9258 Wealth Management
Ohio
$859K -$52.4K -3,108 -5%
LPL Financial
19
LPL Financial
California
$679K +$21.1K +1,253 +3%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$557K +$22.7K +1,345 +4%
SPIA
21
Steward Partners Investment Advisory
New York
$549K +$3.37K +200 +0.5%
Ameriprise
22
Ameriprise
Minnesota
$490K -$324K -19,245 -37%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$484K -$33.7K -2,000 -6%
KPWS
24
Kestra Private Wealth Services
Texas
$251K +$30.6K +1,813 +12%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$250K -$20.9K -1,240 -7%
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