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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.8M +$222K +10,809 +0.7%
Wells Fargo
2
Wells Fargo
California
$12.8M +$359K +17,470 +3%
EF
3
Exeter Financial
Arizona
$11M -$18.6K -906 -0.2%
GC
4
Guggenheim Capital
Illinois
$7.77M +$365K +17,769 +5%
Invesco
5
Invesco
Georgia
$7.41M +$1.34M +65,298 +22%
UBS Group
6
UBS Group
Switzerland
$5.82M -$52.2K -2,540 -0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.51M +$10.9K +531 +0.2%
Raymond James Financial
8
Raymond James Financial
Florida
$5.16M +$5.12M +249,205 New
KIM
9
Karpus Investment Management
New York
$4.12M -$733K -35,651 -15%
NSIM
10
North Star Investment Management
Illinois
$3.52M -$212K -10,338 -6%
SAM
11
Smith Asset Management
Florida
$3.44M +$3.41M +165,941 New
LPL Financial
12
LPL Financial
California
$3.11M +$88.7K +4,316 +3%
SFS
13
Shaker Financial Services
Virginia
$2.47M +$23.8K +1,157 +1%
AAM
14
Advisors Asset Management
Colorado
$2.05M -$944K -45,915 -32%
Creative Planning
15
Creative Planning
Kansas
$1.66M +$1.65M +80,360 New
IWC
16
Integrated Wealth Concepts
Massachusetts
$1.49M -$30.3K -1,474 -2%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.42M +$521K +25,370 +59%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.41M +$77.1K +3,752 +6%
Ameriprise
19
Ameriprise
Minnesota
$1.37M +$106K +5,170 +8%
HWMO
20
Heritage Wealth Management (Ohio)
Ohio
$1.18M – – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.01M +$130K +6,346 +15%
WA
22
Waverly Advisors
Alabama
$958K +$951K +46,251 New
Truist Financial
23
Truist Financial
North Carolina
$956K +$98K +4,767 +12%
SPIA
24
Steward Partners Investment Advisory
New York
$711K -$9.85K -479 -1%
CA
25
Cornerstone Advisors
North Carolina
$678K +$365K +17,769 +119%
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