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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.4M +$577K +42,046 +3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$8.37M +$7.89M +575,019 New
RJA
3
Raymond James & Associates
Florida
$8.29M -$497K -36,226 -6%
EF
4
Exeter Financial
Arizona
$6.88M +$3.95K +288 +0.1%
GC
5
Guggenheim Capital
Illinois
$6.74M -$3M -218,768 -32%
Invesco
6
Invesco
Georgia
$5.71M +$774K +56,423 +17%
UBS Group
7
UBS Group
Switzerland
$3.68M -$353K -25,700 -9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.59M +$337K +24,533 +11%
Wells Fargo
9
Wells Fargo
California
$3.45M -$280K -20,398 -8%
NSIM
10
North Star Investment Management
Illinois
$3.28M -$132K -9,612 -4%
SFS
11
Shaker Financial Services
Virginia
$2.27M +$2.14M +155,726 New
EDRIA
12
Edmonds Duncan Registered Investment Advisors
Kansas
$1.97M +$60.1K +4,382 +3%
AAM
13
Advisors Asset Management
Colorado
$1.75M -$427K -31,130 -21%
9WM
14
9258 Wealth Management
Ohio
$1.15M -$14.8K -1,081 -1%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.15M -$117K -8,554 -10%
WAM
16
Wolverine Asset Management
Illinois
$1.01M +$953K +69,437 New
Ameriprise
17
Ameriprise
Minnesota
$974K +$184K +13,380 +25%
LPL Financial
18
LPL Financial
California
$946K +$6.37K +464 +0.7%
KIM
19
Karpus Investment Management
New York
$520K -$176K -12,812 -26%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$439K +$81.6K +5,944 +25%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$439K +$414K +30,203 New
RJT
22
Raymond James Trust
Florida
$322K -$4.43K -323 -1%
Stifel Financial
23
Stifel Financial
Missouri
$245K +$231K +16,846 New
APA
24
American Portfolios Advisors
New York
$244K -$4.12K -300 -2%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$238K -$5.68K -414 -2%
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