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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36.9M +$300K +14,259 +0.8%
EF
2
Exeter Financial
Arizona
$12M +$17.3K +820 +0.1%
Wells Fargo
3
Wells Fargo
California
$10.9M -$78.9K -3,751 -0.7%
Invesco
4
Invesco
Georgia
$8.22M +$156K +7,411 +2%
UBS Group
5
UBS Group
Switzerland
$5.86M -$86K -4,086 -1%
Raymond James Financial
6
Raymond James Financial
Florida
$5.57M +$124K +5,873 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.37M -$207K -9,832 -4%
SFS
8
Shaker Financial Services
Virginia
$5.28M +$1.38M +65,352 +36%
GC
9
Guggenheim Capital
Illinois
$4.32M -$955K -45,383 -18%
NSIM
10
North Star Investment Management
Illinois
$3.88M +$70.7K +3,359 +2%
LPL Financial
11
LPL Financial
California
$3.73M +$463K +21,991 +15%
SAM
12
Smith Asset Management
Florida
$3.41M -$76.1K -3,615 -2%
KIM
13
Karpus Investment Management
New York
$3.19M -$261K -12,418 -8%
CA
14
Cornerstone Advisors
North Carolina
$2.37M +$505K +24,021 +28%
WAM
15
Wolverine Asset Management
Illinois
$2.03M +$16.5K +785 +0.8%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.88M +$159K +7,571 +9%
Creative Planning
17
Creative Planning
Kansas
$1.71M +$40.7K +1,935 +2%
IWC
18
Integrated Wealth Concepts
Massachusetts
$1.69M -$12K -569 -0.7%
Ameriprise
19
Ameriprise
Minnesota
$1.39M -$135K -6,408 -9%
Truist Financial
20
Truist Financial
North Carolina
$1.32M +$192K +9,114 +17%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.29M +$12.5K +595 +1%
PFO
22
PMG Family Office
Texas
$1.23M +$1.2M +57,164 New
HWMO
23
Heritage Wealth Management (Ohio)
Ohio
$1.1M – – –
WA
24
Waverly Advisors
Alabama
$982K -$8.25K -392 -0.9%
SPIA
25
Steward Partners Investment Advisory
New York
$669K +$13.9K +660 +2%
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