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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.7M +$78.7K +5,842 +0.4%
Morgan Stanley
2
Morgan Stanley
New York
$12.1M -$724K -53,782 -6%
AAM
3
Advisors Asset Management
Colorado
$11.2M -$2.22M -164,978 -16%
Invesco
4
Invesco
Georgia
$6.82M -$213K -15,793 -3%
RJA
5
Raymond James & Associates
Florida
$6.38M +$1.78M +132,429 +38%
NSIM
6
North Star Investment Management
Illinois
$3.82M -$7.38K -548 -0.2%
Wells Fargo
7
Wells Fargo
California
$3.48M +$97.3K +7,227 +3%
IA
8
Icon Advisers
Colorado
$2.19M +$589K +43,734 +36%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.05M -$29.8K -2,212 -1%
AWA
10
Arete Wealth Advisors
Illinois
$1.97M +$1.99M +147,667 New
UBS Group
11
UBS Group
Switzerland
$1.72M +$56.7K +4,211 +3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.72M +$119K +8,837 +7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.29M -$114K -8,479 -8%
SFS
14
Shaker Financial Services
Virginia
$1.15M -$207K -15,363 -15%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$947K -$12.8K -951 -1%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$786K – – –
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$759K +$764K +56,763 New
AG
18
Advisor Group
Arizona
$707K +$67.3K +5,000 +10%
LPL Financial
19
LPL Financial
California
$481K -$57.8K -4,291 -11%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$465K +$152K +11,320 +48%
CWM
21
Concert Wealth Management
California
$464K +$135K +10,019 +41%
Bank of America
22
Bank of America
North Carolina
$409K -$68.7K -5,099 -14%
OC
23
Oppenheimer & Co
New York
$383K +$99.1K +7,361 +35%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$357K +$31.7K +2,353 +10%
RJT
25
Raymond James Trust
Florida
$312K +$18.5K +1,371 +6%
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