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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.4M +$260K +14,573 +1%
Invesco
2
Invesco
Georgia
$9.26M +$242K +13,577 +3%
EF
3
Exeter Financial
Arizona
$9.03M -$23.3K -1,305 -0.3%
RJA
4
Raymond James & Associates
Florida
$8.92M -$273K -15,290 -3%
GC
5
Guggenheim Capital
Illinois
$8.27M +$555K +31,104 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.74M -$4.31M -241,625 -44%
SFS
7
Shaker Financial Services
Virginia
$5.49M +$943K +52,828 +22%
UBS Group
8
UBS Group
Switzerland
$5.42M +$287K +16,099 +6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.97M +$410K +22,944 +9%
AAM
10
Advisors Asset Management
Colorado
$4.94M +$835K +46,751 +21%
Wells Fargo
11
Wells Fargo
California
$3.91M +$5.64K +316 +0.2%
NSIM
12
North Star Investment Management
Illinois
$3.71M -$106K -5,961 -3%
EDRIA
13
Edmonds Duncan Registered Investment Advisors
Kansas
$2.65M -$8.61K -482 -0.3%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.24M -$77.4K -4,335 -6%
9WM
15
9258 Wealth Management
Ohio
$1.19M -$104K -5,829 -8%
SWM
16
Spire Wealth Management
Virginia
$980K +$936K +52,418 New
Ameriprise
17
Ameriprise
Minnesota
$956K -$93K -5,209 -9%
OWA
18
Opal Wealth Advisors
New York
$955K -$640K -35,868 -41%
LPL Financial
19
LPL Financial
California
$933K -$65.2K -3,651 -7%
IAIM
20
International Assets Investment Management
Florida
$856K +$406K +22,741 +93%
KIM
21
Karpus Investment Management
New York
$840K -$657K -36,796 -45%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$757K +$26.2K +1,468 +4%
Stifel Financial
23
Stifel Financial
Missouri
$719K +$293K +16,427 +75%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$579K +$3.55K +199 +0.6%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$382K +$94.5K +5,292 +35%
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