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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.8M +$123K +6,262 +0.5%
Invesco
2
Invesco
Georgia
$10.3M +$223K +11,315 +2%
EF
3
Exeter Financial
Arizona
$9.69M -$279K -14,153 -3%
RJA
4
Raymond James & Associates
Florida
$9.63M -$59.8K -3,032 -0.6%
GC
5
Guggenheim Capital
Illinois
$8.47M -$500K -25,360 -6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.4M +$154K +7,834 +3%
UBS Group
7
UBS Group
Switzerland
$6.09M +$197K +9,992 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.85M +$435K +22,059 +8%
AAM
9
Advisors Asset Management
Colorado
$5.72M +$334K +16,944 +6%
Wells Fargo
10
Wells Fargo
California
$4.88M +$613K +31,108 +15%
NSIM
11
North Star Investment Management
Illinois
$4.09M +$56.3K +2,856 +1%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.86M +$494K +25,060 +38%
SFS
13
Shaker Financial Services
Virginia
$1.52M -$4.31M -218,442 -74%
EDRIA
14
Edmonds Duncan Registered Investment Advisors
Kansas
$1.44M -$1.39M -70,586 -50%
9WM
15
9258 Wealth Management
Ohio
$1.3M +$3.08K +156 +0.2%
Ameriprise
16
Ameriprise
Minnesota
$1.13M +$88.9K +4,509 +9%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.1M +$1.07M +54,324 New
SWM
18
Spire Wealth Management
Virginia
$1.08M +$14K +708 +1%
OWA
19
Opal Wealth Advisors
New York
$1.04M – – –
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$787K -$34.3K -1,741 -4%
LPL Financial
21
LPL Financial
California
$639K -$364K -18,490 -37%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$636K +$6.07K +308 +1%
IAIM
23
International Assets Investment Management
Florida
$482K -$463K -23,472 -50%
Stifel Financial
24
Stifel Financial
Missouri
$458K -$313K -15,867 -41%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$403K -$11.7K -592 -3%
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