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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.5M +$13.9M +1,071,986 New
Morgan Stanley
2
Morgan Stanley
New York
$12.7M +$13.1M +1,009,975 New
NSIM
3
North Star Investment Management
Illinois
$6.86M +$7.04M +543,867 New
Wells Fargo
4
Wells Fargo
California
$4.74M +$4.87M +375,915 New
Invesco
5
Invesco
Georgia
$2.58M +$2.65M +204,394 New
U
6
UBS
Switzerland
$1.55M +$1.59M +122,800 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.5M +$1.54M +119,039 New
RJA
8
Raymond James & Associates
Florida
$971K +$997K +77,040 New
OC
9
Oppenheimer & Co
New York
$924K +$949K +73,277 New
FAAS
10
First Allied Advisory Services
California
$808K +$828K +63,980 New
AQR Capital Management
11
AQR Capital Management
Connecticut
$754K +$774K +59,758 New
DA
12
Doliver Advisors
Texas
$581K +$597K +46,088 New
GC
13
Guggenheim Capital
Illinois
$452K +$465K +35,887 New
LPL Financial
14
LPL Financial
California
$450K +$462K +35,659 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$301K +$310K +23,904 New
CWM
16
Concert Wealth Management
California
$152K +$156K +12,030 New
BTS
17
BB&T Securities
Virginia
$151K +$155K +11,953 New
SFS
18
Shaker Financial Services
Virginia
$135K +$139K +10,735 New
RJT
19
Raymond James Trust
Florida
$130K +$133K +10,267 New
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$129K +$132K +10,210 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$123K +$126K +9,721 New
Bank of America
22
Bank of America
North Carolina
$120K +$123K +9,527 New
TCOV
23
Trust Company of Vermont
Vermont
$95K +$97.2K +7,505 New
BAM
24
Barrett Asset Management
New York
$82K +$84.2K +6,500 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$79K +$81.6K +6,300 New
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