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FFA

First Trust Enhanced Equity Income Fund
FFA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30.5M +$923K +45,409 +3%
Wells Fargo
2
Wells Fargo
California
$12M +$41K +2,019 +0.3%
EF
3
Exeter Financial
Arizona
$10.3M +$64.8K +3,187 +0.6%
Invesco
4
Invesco
Georgia
$7.05M +$139K +6,850 +2%
GC
5
Guggenheim Capital
Illinois
$6.2M -$1.1M -54,246 -14%
UBS Group
6
UBS Group
Switzerland
$5.2M -$250K -12,294 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.09M -$59.3K -2,918 -1%
Raymond James Financial
8
Raymond James Financial
Florida
$4.78M -$34.6K -1,701 -0.7%
NSIM
9
North Star Investment Management
Illinois
$3.45M +$183K +8,986 +5%
KIM
10
Karpus Investment Management
New York
$3.37M -$490K -24,110 -12%
SAM
11
Smith Asset Management
Florida
$3.15M -$55K -2,707 -2%
LPL Financial
12
LPL Financial
California
$3.03M +$136K +6,706 +4%
IWC
13
Integrated Wealth Concepts
Massachusetts
$2.83M +$1.52M +74,754 +104%
SFS
14
Shaker Financial Services
Virginia
$1.77M -$563K -27,686 -23%
Creative Planning
15
Creative Planning
Kansas
$1.47M -$86.7K -4,266 -5%
Ameriprise
16
Ameriprise
Minnesota
$1.41M +$141K +6,953 +10%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.32M +$5.39K +265 +0.4%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.15M -$182K -8,946 -13%
HWMO
19
Heritage Wealth Management (Ohio)
Ohio
$1.07M -$30.5K -1,500 -3%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$947K +$5.26K +259 +0.5%
Truist Financial
21
Truist Financial
North Carolina
$908K +$16.3K +800 +2%
WA
22
Waverly Advisors
Alabama
$891K -$2.22K -109 -0.2%
WAM
23
Wolverine Asset Management
Illinois
$815K +$858K +42,186 New
SPIA
24
Steward Partners Investment Advisory
New York
$670K +$7.62K +375 +1%
CA
25
Cornerstone Advisors
North Carolina
$648K +$15.7K +773 +2%
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