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First Trust Large Cap Core AlphaDEX Fund

141 hedge funds and large institutions have $690M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 16

4% more funds holding

Funds holding: 136141 (+5)

1.37% less ownership

Funds ownership: 57.29%55.91% (-1.4%)

13% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 54

27% less capital invested

Capital invested by funds: $948M → $690M (-$258M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
141
Holders Change
+5
Holders Change %
+3.68%
% of All Funds
3.14%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
23
Increased
47
Reduced
54
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
126
Carson Wealth (CWM LLC)
Nebraska
$14K +$15.5K +273 New
AF
127
Allworth Financial
California
$11K +$12.1K +213 New
AF
128
Advisornet Financial
Minnesota
$10K +$11.1K +196 New
ADL
129
Asset Dedication LLC
California
$7K +$7.11K +125 New
MOS
130
MGO One Seven
Ohio
$6K +$7.11K +125 New
AA
131
AlphaMark Advisors
Kentucky
$5K
BlackRock
132
BlackRock
New York
$5K
CIAS
133
Capital Investment Advisory Services
North Carolina
$5K +$5.69K +100 New
LWM
134
Lenox Wealth Management
Ohio
$2K -$8.25K -145 -65%
CFA
135
Carroll Financial Associates
North Carolina
$2K
TFS
136
TrustCore Financial Services
Tennessee
$2K
OIA
137
OneDigital Investment Advisors
Kansas
$1K
Parallax Volatility Advisers
138
Parallax Volatility Advisers
California
$1K +$1.14K +20 +2,000%
NA
139
NewEdge Advisors
Louisiana
$202 -$34.8K -611 -14%
SAM
140
Shamrock Asset Management
Texas
-$7.03M -112,598 Closed
HA
141
Hays Advisory
Tennessee
-$3.62M -57,910 Closed
FA
142
FDx Advisors
Illinois
-$2.82M -45,190 Closed
Citadel Advisors
143
Citadel Advisors
Florida
-$2.65M -42,405 Closed
Goldman Sachs
144
Goldman Sachs
New York
-$1.94M -31,011 Closed
MFG
145
Merit Financial Group
Georgia
-$508K -19,783 Closed
SG Americas Securities
146
SG Americas Securities
New York
-$1.14M -18,315 Closed
FPGK
147
Financial Partners Group (Kansas)
Kansas
-$910K -14,585 Closed
AI
148
Atria Investments
North Carolina
-$239K -3,831 Closed
SG
149
StoneX Group
New York
-$213K -3,420 Closed
TRCT
150
Tower Research Capital (TRC)
New York
-$207K -3,323 Closed

FEX Hedge Fund Activity: Q4 2018 in Review

141 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2018, worth a combined $690M — down 27% from $948M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEX positions and 16 closed out — a net gain of 7 holders — while 47 added to existing stakes and 54 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $11.4M. The largest seller was Cornerstone Wealth Management, cutting an estimated $41.7M.

  • 141 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2018, up from 136 in Q3 2018.
  • Funds reported $690M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 23 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2018 and 16 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $11.4M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $41.7M sold.

Based on aggregated 13F filings for Q4 2018.