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First Trust Large Cap Core AlphaDEX Fund

101 hedge funds and large institutions have $1.01B invested in First Trust Large Cap Core AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 49 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

2.3% less ownership

Funds ownership: 67.92%65.62% (-2.3%)

8% less capital invested

Capital invested by funds: $1.1B → $1.01B (-$89M)

10% less funds holding

Funds holding: 112101 (-11)

37% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 49

50% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 20

Holders
101
Holders Change
-11
Holders Change %
-9.82%
% of All Funds
2.69%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
10
Increased
31
Reduced
49
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LWAC
76
Laurel Wealth Advisors (California)
California
$461K -$127K -3,050 -23%
RIA
77
Regal Investment Advisors
Michigan
$433K -$4.79K -115 -1%
BFEC
78
Benjamin F. Edwards & Company
Missouri
$387K -$83.7K -2,010 -19%
WS
79
Wedbush Securities
California
$376K -$26.6K -640 -7%
PGFC
80
Peapack-Gladstone Financial Corp
New Jersey
$357K
Creative Planning
81
Creative Planning
Kansas
$353K +$38.2K +917 +13%
HighTower Advisors
82
HighTower Advisors
Illinois
$351K +$28.9K +695 +10%
GWM
83
Geneos Wealth Management
Colorado
$331K +$308K +7,407 New
ACM
84
Argentus Capital Management
Texas
$299K -$71.7K -1,721 -20%
MC
85
Moors & Cabot
Massachusetts
$275K -$77.9K -1,871 -23%
NFG
86
Next Financial Group
Texas
$251K -$1.25K -30 -0.5%
Goldman Sachs
87
Goldman Sachs
New York
$240K -$62.1K -1,492 -22%
AllianceBernstein
88
AllianceBernstein
Tennessee
$234K +$219K +5,248 New
AIM
89
Advantage Investment Management
Iowa
$108K -$1.5K -36 -1%
CPIG
90
Chicago Partners Investment Group
Illinois
$98K
FAM
91
Formidable Asset Management
Ohio
$77K
WRM
92
Westport Resources Management
Connecticut
$60K
JFGIW
93
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$14K +$749 +18 +6%
CG
94
Cutler Group
California
$8K
TFA
95
Transamerica Financial Advisors
Florida
$7K +$6.25K +150 New
IWMPD
96
Integrated Wealth Management (Palm Desert)
California
$6K
CFA
97
Carroll Financial Associates
North Carolina
$2K
Northwestern Mutual Wealth Management
98
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.79K +43 New
MA
99
MCF Advisors
Kentucky
$1K
BlackRock
100
BlackRock
New York
$1K +$833 +20 +286%

FEX Hedge Fund Activity: Q1 2016 in Review

101 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q1 2016, worth a combined $1.01B — down 8.1% from $1.1B a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FEX and 10 opened new positions — a net loss of 10 holders — while 49 trimmed existing stakes and 31 added.

The largest buyer was Hays Advisory, opening a new position worth an estimated $51M. The largest seller was Morgan Stanley, cutting an estimated $30.3M.

  • 101 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q1 2016, down from 112 in Q4 2015.
  • Funds reported $1.01B of First Trust Large Cap Core AlphaDEX Fund stock for Q1 2016, down 8.1% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q1 2016 and 20 closed out, a net change of -10 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q1 2016 was Hays Advisory, an estimated $51M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q1 2016 was Morgan Stanley, an estimated $30.3M sold.

Based on aggregated 13F filings for Q1 2016.