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First Trust Large Cap Core AlphaDEX Fund

141 hedge funds and large institutions have $690M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 16

4% more funds holding

Funds holding: 136141 (+5)

1.37% less ownership

Funds ownership: 57.29%55.91% (-1.4%)

13% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 54

27% less capital invested

Capital invested by funds: $948M → $690M (-$258M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
141
Holders Change
+5
Holders Change %
+3.68%
% of All Funds
3.14%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
23
Increased
47
Reduced
54
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIAP
51
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.32M +$25.6K +450 +2%
GIA
52
Gladstone Institutional Advisory
Florida
$1.3M +$1.42M +25,017 New
Citigroup
53
Citigroup
New York
$1.29M +$89.9K +1,580 +7%
IA
54
IFP Advisors
Florida
$1.26M -$157K -2,769 -10%
WP
55
WealthPLAN Partners
Nebraska
$1.25M -$174K -3,067 -13%
GWM
56
Geneos Wealth Management
Colorado
$1.07M +$16.2K +285 +1%
AA
57
Ancora Advisors
Ohio
$1.06M
LPT
58
Legacy Private Trust
Wisconsin
$1.02M -$260K -4,573 -19%
TFA
59
Transamerica Financial Advisors
Florida
$981K -$3.97M -69,779 -79%
SWP
60
Stratos Wealth Partners
Ohio
$943K -$299K -5,253 -22%
FAIM
61
Financial Advocates Investment Management
Washington
$937K -$436K -7,669 -30%
LWAC
62
Laurel Wealth Advisors (California)
California
$877K -$17.6K -310 -2%
CA
63
Cetera Advisors
Colorado
$860K -$153K -2,692 -14%
KWM
64
Kingsview Wealth Management
Oregon
$858K -$25.7K -452 -3%
IWM
65
IHT Wealth Management
Illinois
$830K +$348K +6,113 +62%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$738K +$13K +229 +2%
CWM
67
Cornerstone Wealth Management
Missouri
$682K -$41.7M -733,973 -98%
LI
68
LVZ Inc
Michigan
$676K -$3.3K -58 -0.4%
BW
69
Bison Wealth
Georgia
$656K -$49.5K -870 -6%
Ameriprise
70
Ameriprise
Minnesota
$653K +$645K +11,333 +944%
HB
71
Homrich & Berg
Georgia
$642K
CFGS
72
Concourse Financial Group Securities
Alabama
$579K +$545K +9,590 +631%
SPC
73
Sigma Planning Corp
Michigan
$521K +$1.71K +30 +0.3%
APA
74
American Portfolios Advisors
New York
$510K +$81K +1,424 +17%
SS
75
Simplicity Solutions
Minnesota
$508K +$136K +2,393 +33%

FEX Hedge Fund Activity: Q4 2018 in Review

141 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2018, worth a combined $690M — down 27% from $948M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEX positions and 16 closed out — a net gain of 7 holders — while 47 added to existing stakes and 54 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $11.4M. The largest seller was Cornerstone Wealth Management, cutting an estimated $41.7M.

  • 141 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2018, up from 136 in Q3 2018.
  • Funds reported $690M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 23 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2018 and 16 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $11.4M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $41.7M sold.

Based on aggregated 13F filings for Q4 2018.