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First Trust Large Cap Core AlphaDEX Fund

91 hedge funds and large institutions have $1.03B invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

283% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 6

214% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 14

34% more capital invested

Capital invested by funds: $771M → $1.03B (+$261M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more funds holding

Funds holding: 7691 (+15)

2.75% more ownership

Funds ownership: 56.87%59.61% (+2.7%)

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.43%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
23
Increased
44
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VAM
51
Visionary Asset Management
Texas
$740K +$42.6K +962 +6%
FHC
52
First Heartland Consultants
Missouri
$717K -$434K -9,795 -38%
PNC
53
Park National Corp
Ohio
$517K +$178K +4,020 +55%
Deutsche Bank
54
Deutsche Bank
Germany
$512K +$22.7K +512 +5%
WEC
55
Winslow Evans & Crocker
Massachusetts
$494K +$385K +8,684 +404%
SS
56
Simplicity Solutions
Minnesota
$463K +$450K +10,157 New
NES
57
New England Securities
New York
$460K +$133 +3 +0%
CS
58
Credit Suisse
Switzerland
$451K +$438K +9,894 New
PAG
59
Private Advisor Group
New Jersey
$449K -$1.39M -31,447 -76%
RIA
60
Regal Investment Advisors
Michigan
$432K
NFG
61
Next Financial Group
Texas
$388K +$143K +3,240 +62%
SI
62
SII Investments
Wisconsin
$386K -$390K -8,804 -51%
UCFA
63
United Capital Financial Advisors
Texas
$376K +$365K +8,251 New
PAS
64
Partnervest Advisory Services
California
$370K -$2.44K -55 -0.7%
PGFC
65
Peapack-Gladstone Financial Corp
New Jersey
$365K
FIG
66
Fusion Investment Group
Pennsylvania
$346K -$2.44K -55 -0.7%
SFWA
67
Summit Financial Wealth Advisors
Louisiana
$292K +$283K +6,400 New
CAM
68
Concorde Asset Management
Michigan
$281K +$272K +6,147 New
BRWM
69
B. Riley Wealth Management
Tennessee
$242K
WS
70
Wedbush Securities
California
$230K +$224K +5,051 New
M&T Bank
71
M&T Bank
New York
$225K +$218K +4,927 New
UFA
72
US Financial Advisors
Massachusetts
$213K +$207K +4,671 New
NPC
73
National Planning Corporation
California
$212K -$73.1K -1,650 -26%
SWP
74
Stratos Wealth Partners
Ohio
$206K +$200K +4,522 New
CPIG
75
Chicago Partners Investment Group
Illinois
$192K +$186K +4,198 New

FEX Hedge Fund Activity: Q4 2014 in Review

91 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2014, worth a combined $1.03B — up 34% from $771M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEX positions and 6 closed out — a net gain of 17 holders — while 44 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.2M. The largest seller was Dorsey Wright & Associates, cutting an estimated $21.2M.

  • 91 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2014, up from 76 in Q3 2014.
  • Funds reported $1.03B of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2014, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2014 and 6 closed out, a net change of +17 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $38.2M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2014 was Dorsey Wright & Associates, an estimated $21.2M sold.

Based on aggregated 13F filings for Q4 2014.