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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $712M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 142139 (-3)

2.33% less ownership

Funds ownership: 55.97%53.63% (-2.3%)

11% less capital invested

Capital invested by funds: $802M → $712M (-$90.4M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

34% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 62

Holders
139
Holders Change
-3
Holders Change %
-2.11%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
41
Reduced
62
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$3.81M +$1.81M +29,751 +90%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$3.67M +$35.7K +586 +1%
CP
28
Camelot Portfolios
Ohio
$3.65M -$158K -2,588 -4%
SPC
29
Sigma Planning Corp
Michigan
$3.45M +$9.57K +157 +0.3%
CS
30
Credit Suisse
Switzerland
$3.27M -$6.24M -102,283 -66%
JP Morgan Chase
31
JP Morgan Chase
New York
$2.92M +$490K +8,036 +20%
FAAS
32
First Allied Advisory Services
California
$2.9M -$674K -11,053 -19%
PNC
33
Park National Corp
Ohio
$2.87M +$208K +3,415 +8%
CCA
34
Clearwater Capital Advisors
Illinois
$2.77M -$135K -2,220 -5%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.56M -$1.87M -30,708 -42%
FWM
36
Frontier Wealth Management
Missouri
$2.53M -$1.89K -31 -0.1%
GIA
37
Gladstone Institutional Advisory
Florida
$2.46M +$823K +13,492 +50%
VFA
38
Voya Financial Advisors
Connecticut
$2.32M -$143K -2,342 -6%
WI
39
Wintrust Investments
Illinois
$2.01M -$10.5K -172 -0.5%
OC
40
Oppenheimer & Co
New York
$1.9M +$37.6K +616 +2%
DADC
41
D.A. Davidson & Co
Montana
$1.85M -$48.8K -800 -3%
CPIG
42
Chicago Partners Investment Group
Illinois
$1.81M -$10.7K -175 -0.6%
FFN
43
Focus Financial Network
Minnesota
$1.81M -$43.7K -717 -2%
Stifel Financial
44
Stifel Financial
Missouri
$1.8M +$49.9K +819 +3%
SCA
45
Snowden Capital Advisors
New York
$1.73M +$22K +361 +1%
BAAM
46
Baker Avenue Asset Management
California
$1.71M
EAM
47
Eukles Asset Management
Ohio
$1.66M -$6.71K -110 -0.4%
CBFP
48
Cedar Brook Financial Partners
Ohio
$1.55M -$493K -8,082 -24%
HighTower Advisors
49
HighTower Advisors
Illinois
$1.49M -$760K -12,456 -34%
Citigroup
50
Citigroup
New York
$1.47M +$25.6K +419 +2%

FEX Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2019, worth a combined $712M — down 11% from $802M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEX and 8 opened new positions — a net loss of 3 holders — while 62 trimmed existing stakes and 41 added.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $46.6M.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2019, down from 142 in Q2 2019.
  • Funds reported $712M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2019, down 11% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2019 and 11 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $46.6M sold.

Based on aggregated 13F filings for Q3 2019.