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First Trust Large Cap Core AlphaDEX Fund

91 hedge funds and large institutions have $1.03B invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

283% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 6

214% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 14

34% more capital invested

Capital invested by funds: $771M → $1.03B (+$261M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more funds holding

Funds holding: 7691 (+15)

2.75% more ownership

Funds ownership: 56.87%59.61% (+2.7%)

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.43%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
23
Increased
44
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPT
26
Legacy Private Trust
Wisconsin
$5.22M -$3.45M -78,016 -41%
Stifel Financial
27
Stifel Financial
Missouri
$5.22M +$434K +9,813 +9%
Jane Street
28
Jane Street
New York
$4.77M +$4.63M +104,548 New
JP Morgan Chase
29
JP Morgan Chase
New York
$4.67M +$109K +2,472 +2%
SPC
30
Sigma Planning Corp
Michigan
$4.62M +$4.48M +101,154 New
Citigroup
31
Citigroup
New York
$4.55M +$2.09M +47,132 +90%
BAAM
32
Baker Avenue Asset Management
California
$4.23M -$2.71M -61,244 -40%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$4.05M +$1.52M +34,352 +63%
DADC
34
D.A. Davidson & Co
Montana
$3.97M +$673K +15,203 +21%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$3.72M -$304K -6,864 -8%
OC
36
Oppenheimer & Co
New York
$3.19M +$284K +6,403 +10%
IH
37
IFC Holdings
Florida
$2.98M +$312K +7,057 +12%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$2.36M +$59.8K +1,351 +3%
VFS
39
VSR Financial Services
Kansas
$2.29M +$1.29M +29,023 +137%
MCC
40
Mid Continent Capital
Illinois
$1.76M +$1.23M +27,750 +257%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$1.64M +$36.2K +817 +2%
LIA
42
LBMC Investment Advisors
Tennessee
$1.6M +$1.56M +35,158 New
WA
43
WFG Advisors
Texas
$1.58M -$14.3K -324 -0.9%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$1.49M +$176K +3,965 +14%
ACM
45
Argentus Capital Management
Texas
$1.08M +$1.05M +23,632 New
US Bancorp
46
US Bancorp
Minnesota
$908K +$763K +17,233 +648%
TRCT
47
Tower Research Capital (TRC)
New York
$904K +$877K +19,804 New
KA
48
Kovack Advisors
Florida
$839K +$814K +18,380 New
FHA
49
First Horizon Advisors
Tennessee
$805K
MFS
50
MSI Financial Services
Massachusetts
$760K -$598K -13,507 -45%

FEX Hedge Fund Activity: Q4 2014 in Review

91 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2014, worth a combined $1.03B — up 34% from $771M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEX positions and 6 closed out — a net gain of 17 holders — while 44 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.2M. The largest seller was Dorsey Wright & Associates, cutting an estimated $21.2M.

  • 91 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2014, up from 76 in Q3 2014.
  • Funds reported $1.03B of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2014, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2014 and 6 closed out, a net change of +17 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $38.2M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2014 was Dorsey Wright & Associates, an estimated $21.2M sold.

Based on aggregated 13F filings for Q4 2014.