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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SL
101
Savior LLC
Massachusetts
$7K +$46 +2 +0.7%
PFGIA
102
Patriot Financial Group Insurance Agency
Massachusetts
$5K +$115 +5 +3%
AA
103
AlphaMark Advisors
Kentucky
$3K – – –
GI
104
Gradient Investments
Minnesota
$3K – – –
S
105
SignatureFD
Georgia
$2K +$1.55K +67 New
FGAM
106
Financial Gravity Asset Management
Texas
$1K +$992 +43 New
TI
107
tru Independence
Oregon
$28 +$21.2K +919 New
Citadel Advisors
108
Citadel Advisors
Florida
– -$4.35M -201,231 Closed
Jane Street
109
Jane Street
New York
– -$3.68M -170,111 Closed
Susquehanna International Group
110
Susquehanna International Group
Pennsylvania
– -$1.68M -77,512 Closed
AFP
111
Ausdal Financial Partners
Iowa
– -$1.53M -70,907 Closed
FTUS
112
Flow Traders U.S.
New York
– -$730K -33,777 Closed
Comerica Bank
113
Comerica Bank
Texas
– -$494K -22,362 Closed
IFG
114
Investors Financial Group
Minnesota
– -$257K -11,882 Closed
PTC
115
Private Trust Company
Ohio
– -$203K -9,399 Closed
1W
116
1776 Wealth
Georgia
– -$75K -3,466 Closed
FHC
117
First Horizon Corporation
Tennessee
– -$72K -3,337 Closed
Northwestern Mutual Wealth Management
118
Northwestern Mutual Wealth Management
Wisconsin
– -$54K -2,483 Closed
NNP
119
Nachman Norwood & Parrott
South Carolina
– -$18K -820 Closed
SFPG
120
Stonebridge Financial Planning Group
Florida
– -$13K -600 Closed
Rockefeller Capital Management
121
Rockefeller Capital Management
New York
– -$5K -239 Closed
MA
122
MCF Advisors
Kentucky
– -$2K -108 Closed
US Bancorp
123
US Bancorp
Minnesota
– -$1K -48 Closed
Fidelity Investments
124
Fidelity Investments
Massachusetts
– +$23 +1 New
MRCM
125
M&R Capital Management
New Jersey
– +$23 +1 +3%