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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSWM
76
Tyler-Stone Wealth Management
Ohio
$21K
PNC Financial Services Group
77
PNC Financial Services Group
Pennsylvania
$20K +$118 +5 +0.5%
SL
78
Savior LLC
Massachusetts
$17K +$18.9K +798 New
PFS
79
Prospera Financial Services
Texas
$15K -$50.4K -2,134 -75%
TAM
80
Tucker Asset Management
Colorado
$12.6K -$2.48K -105 -15%
MIM
81
MTM Investment Management
South Carolina
$11K
HWA
82
HHM Wealth Advisors
Tennessee
$10K +$10.8K +458 New
CAPTRUST Financial Advisors
83
CAPTRUST Financial Advisors
North Carolina
$9K
GRP
84
Global Retirement Partners
California
$8K -$567 -24 -6%
LS
85
Leelyn Smith
Illinois
$8K
PTC
86
Private Trust Company
Ohio
$8K +$8.93K +378 New
PA
87
Parallel Advisors
California
$6K +$6.9K +292 New
CWA
88
Clearview Wealth Advisors
Oregon
$5K -$4.51K -191 -48%
MIFH
89
Migdal Insurance & Financial Holdings
Israel
$5K
Rockefeller Capital Management
90
Rockefeller Capital Management
New York
$5K +$3.35K +142 +145%
WWMSC
91
Wagner Wealth Management (South Carolina)
South Carolina
$5K +$5.41K +229 New
Citigroup
92
Citigroup
New York
$4K
GWSG
93
GPS Wealth Strategies Group
Colorado
$4K
PFGIA
94
Patriot Financial Group Insurance Agency
Massachusetts
$4K
TRCT
95
Tower Research Capital (TRC)
New York
$4K +$4.02K +170 New
AA
96
AlphaMark Advisors
Kentucky
$3K
TCWM
97
Total Clarity Wealth Management
Illinois
$3K +$3K +127 New
US Bancorp
98
US Bancorp
Minnesota
$2K +$2.22K +94 New
AWM
99
Avior Wealth Management
Nebraska
$1K +$24 +1 +1%
PAG
100
Private Advisor Group
New Jersey
-$2.27M -90,400 Closed