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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$294K
SI
27
SII Investments
Wisconsin
$251K +$226K +13,058 New
CS
28
Comerica Securities
Michigan
$241K -$25.1K -1,448 -10%
DADC
29
D.A. Davidson & Co
Montana
$217K +$12.1K +700 +7%
VFS
30
VSR Financial Services
Kansas
$206K +$8.85K +511 +5%
WA
31
WFG Advisors
Texas
$146K +$1.02K +59 +0.8%
CPIG
32
Chicago Partners Investment Group
Illinois
$145K
MFS
33
MSI Financial Services
Massachusetts
$141K +$69.9K +4,036 +122%
WEC
34
Winslow Evans & Crocker
Massachusetts
$99.2K -$13.2K -761 -13%
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$96K +$86.8K +5,011 New
IA
36
IFP Advisors
Florida
$86K +$25.1K +1,452 +72%
Citigroup
37
Citigroup
New York
$58K -$277 -16 -0.5%
AIG
38
American International Group
New York
$47K -$14K -811 -25%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$43K
BWA
40
Burt Wealth Advisors
Maryland
$23K +$20.7K +1,197 New
TRCT
41
Tower Research Capital (TRC)
New York
$18K +$10.5K +607 +186%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K +$15.9K +916 New
FAM
43
Formidable Asset Management
Ohio
$14K -$1.3K -75 -9%
Creative Planning
44
Creative Planning
Kansas
$7K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.03K +175 New
GWM
46
Geneos Wealth Management
Colorado
$3K +$3.29K +190 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
-$882K -48,884 Closed
TFA
48
Transamerica Financial Advisors
Florida
-$153K -8,490 Closed
JFGIW
49
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$7K -377 Closed