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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$240K -$278K -13,880 -51%
DADC
27
D.A. Davidson & Co
Montana
$212K -$44.1K -2,200 -16%
SB
28
Suntrust Banks
Georgia
$195K +$218K +10,866 New
TFA
29
Transamerica Financial Advisors
Florida
$138K +$102K +5,070 +197%
WA
30
WFG Advisors
Texas
$136K +$27.9K +1,392 +23%
WEC
31
Winslow Evans & Crocker
Massachusetts
$119K -$65K -3,244 -33%
Creative Planning
32
Creative Planning
Kansas
$61K +$67.6K +3,375 New
MFS
33
MSI Financial Services
Massachusetts
$58K -$6.87K -343 -10%
AIG
34
American International Group
New York
$53K
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$40K +$280 +14 +0.6%
Citigroup
36
Citigroup
New York
$37K +$5.01K +250 +14%
BWA
37
Burt Wealth Advisors
Maryland
$21K
FAM
38
Formidable Asset Management
Ohio
$15K
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$14K +$16.1K +804 New
BCM
40
Brookstone Capital Management
Illinois
$9K
JFGIW
41
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$7K +$1.2K +60 +19%
RPG
42
Risk Paradigm Group
Texas
-$1.03M -45,035 Closed
FTUS
43
Flow Traders U.S.
New York
-$431K -18,760 Closed
SI
44
SII Investments
Wisconsin
-$305K -13,262 Closed
ICOA
45
Investment Centers of America
North Dakota
-$254K -10,941 Closed
M&T Bank
46
M&T Bank
New York
-$236K -10,285 Closed
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
-$207K -9,014 Closed
CS
48
Credit Suisse
Switzerland
-$206K -8,954 Closed
BFEC
49
Benjamin F. Edwards & Company
Missouri
-$14K -628 Closed
BCMIO
50
Beacon Capital Management Inc (Ohio)
Ohio
-$9K -399 Closed