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First Trust Emerging Markets AlphaDEX Fund
FEM

Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
SII Investments
Wisconsin
$305K +$323K +13,262 New
Ameriprise
27
Ameriprise
Minnesota
$277K +$42.5K +1,743 +17%
IH
28
IFC Holdings
Florida
$266K +$282K +11,563 New
OMC
29
Old Mission Capital
Illinois
$254K -$3.87M -158,927 -94%
ICOA
30
Investment Centers of America
North Dakota
$254K +$267K +10,941 New
M&T Bank
31
M&T Bank
New York
$236K -$7.45K -306 -3%
WEC
32
Winslow Evans & Crocker
Massachusetts
$226K -$12.2K -502 -5%
FIM
33
Freedom Investment Management
Connecticut
$209K +$222K +9,107 New
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$207K -$39.2K -1,611 -15%
CS
35
Credit Suisse
Switzerland
$206K +$218K +8,954 New
WA
36
WFG Advisors
Texas
$141K +$27.2K +1,116 +22%
MFS
37
MSI Financial Services
Massachusetts
$82K +$2.27K +93 +3%
AIG
38
American International Group
New York
$67.8K -$11.6K -478 -14%
TFA
39
Transamerica Financial Advisors
Florida
$60K +$12.2K +500 +24%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$50K +$8.84K +363 +20%
Citigroup
41
Citigroup
New York
$42K +$15.3K +629 +53%
BWA
42
Burt Wealth Advisors
Maryland
$27K – – –
FAM
43
Formidable Asset Management
Ohio
$20K +$8.06K +331 +64%
BFEC
44
Benjamin F. Edwards & Company
Missouri
$14K +$8.14K +334 +114%
BCM
45
Brookstone Capital Management
Illinois
$11K +$11.8K +486 New
BCMIO
46
Beacon Capital Management Inc (Ohio)
Ohio
$9K +$9.72K +399 New
MAA
47
Managed Account Advisors
New Jersey
$7K -$256K -10,509 -97%
JFGIW
48
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$7K -$853 -35 -10%
BRWM
49
B. Riley Wealth Management
Tennessee
$4K +$4.87K +200 New
JG
50
Jefferies Group
New York
– -$1.11M -50,152 Closed
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