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Fidus Investment
FDUS

78 hedge funds and large institutions have $92.5M invested in Fidus Investment in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

159% more call options, than puts

Call options by funds: $3.29M | Put options by funds: $1.27M

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

7% more funds holding

Funds holding: 73 → 78 (+5)

4% less capital invested

Capital invested by funds: $96.3M → $92.5M (-$3.78M)

1.51% less ownership

Funds ownership: 23.23% → 21.72% (-1.5%)

21% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 28

Holders
78
Holders Change
+5
Holders Change %
+6.85%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
22
Reduced
28
Closed
7
Calls
$3.29M
Puts
$1.27M
Net Calls
+$2.02M
Net Calls Change
+$33K

Top Buyers

Rank Fund Capital Flow
1
CAGAS
Capital Advisory Group Advisory Services
Minnesota
+$759K
2
AAM
Advisors Asset Management
Colorado
+$607K
3
DC
Davenport & Co
Virginia
+$587K
4
BlackRock
BlackRock
New York
+$584K
5
Millennium Management
Millennium Management
New York
+$454K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.92M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.09M
3
Neuberger Berman Group
Neuberger Berman Group
New York
-$701K
4
EGA
Eagle Global Advisors
Texas
-$570K
5
Truist Financial
Truist Financial
North Carolina
-$540K
Name Holding Trade Value Shares
Change 		Change in
Stake
William Blair & Company
51
William Blair & Company
Illinois
$217K +$2.52K +145 +1%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$213K -$1.99K -114 -0.9%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$213K +$34K +1,955 +19%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$211K +$210K +12,071 New
D.E. Shaw & Co
55
D.E. Shaw & Co
New York
$202K -$224K -12,886 -53%
BRWM
56
B. Riley Wealth Management
Tennessee
$201K +$200K +11,500 New
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$188K +$188K +10,769 New
Wells Fargo
58
Wells Fargo
California
$179K -$8.71K -500 -5%
ASN
59
Advisory Services Network
Georgia
$175K +$348 +20 +0.2%
Canada Life
60
Canada Life
Manitoba, Canada
$162K +$23.9K +1,375 +17%
CFA
61
Carroll Financial Associates
North Carolina
$142K – – –
BAM
62
Belpointe Asset Management
Nevada
$120K +$120K +6,883 New
GWSG
63
GPS Wealth Strategies Group
Colorado
$68K +$505 +29 +0.8%
TCWM
64
Total Clarity Wealth Management
Illinois
$54K +$53.4K +3,068 New
EWA
65
Evolution Wealth Advisors
Florida
$50K +$49.6K +2,850 New
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$50K +$49.6K +2,850 New
JP Morgan Chase
67
JP Morgan Chase
New York
$45K -$20.9K -1,200 -32%
FIA
68
FNY Investment Advisers
New York
$30K -$56.6K -3,250 -65%
MAM
69
Meeder Asset Management
Ohio
$26K -$1.39K -80 -5%
Deutsche Bank
70
Deutsche Bank
Germany
$26K +$26.1K +1,500 New
TRCT
71
Tower Research Capital (TRC)
New York
$22K +$22.2K +1,273 New
AWM
72
Activest Wealth Management
Florida
$20K – – –
S
73
SignatureFD
Georgia
$9K – – –
LWANC
74
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K – – –
GAM
75
Gemmer Asset Management
California
$5K – – –
1 2
3
4

FDUS Hedge Fund Activity: Q3 2021 in Review

78 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2021, worth a combined $92.5M — down 3.9% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FDUS positions and 7 closed out — a net gain of 5 holders — while 22 added to existing stakes and 28 trimmed.

The largest buyer was Capital Advisory Group Advisory Services, adding an estimated $759K. The largest seller was Arrowstreet Capital, cutting an estimated $3.92M.

  • 78 institutional investors held Fidus Investment (FDUS) as of Q3 2021, up from 73 in Q2 2021.
  • Funds reported $92.5M of Fidus Investment stock for Q3 2021, down 3.9% quarter-over-quarter.
  • 12 funds opened new Fidus Investment positions in Q3 2021 and 7 closed out, a net change of +5 holders.
  • The largest Fidus Investment buyer in Q3 2021 was Capital Advisory Group Advisory Services, an estimated $759K added.
  • The largest Fidus Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $3.92M sold.

Based on aggregated 13F filings for Q3 2021.