We are live on ! Find out more
FDUS icon

Fidus Investment
FDUS

86 hedge funds and large institutions have $49.3M invested in Fidus Investment in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

12% more funds holding

Funds holding: 77 → 86 (+9)

0.65% less ownership

Funds ownership: 30.78% → 30.13% (-0.65%)

56% less capital invested

Capital invested by funds: $112M → $49.3M (-$62.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $107K

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
31
Reduced
24
Closed
8
Calls
–
Puts
$107K
Net Calls
-$107K
Net Calls Change
-$94K

Top Buyers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$3.16M
2
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
+$2.56M
3
EBT
Enterprise Bank & Trust
Massachusetts
+$2.56M
4
RCM
Radcliffe Capital Management
Pennsylvania
+$1.85M
5
WFI
West Family Investments
California
+$1.06M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$4.27M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.12M
3
Morgan Stanley
Morgan Stanley
New York
-$1.81M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$1.34M
5
RJA
Raymond James & Associates
Florida
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
51
Wells Fargo
California
$83K -$154K -11,912 -49%
1W
52
1776 Wealth
Georgia
$83K +$59.9K +4,643 +129%
William Blair & Company
53
William Blair & Company
Illinois
$82K +$159K +12,325 New
BW
54
Bison Wealth
Georgia
$81K -$38.7K -3,000 -20%
CANY
55
Caxton Associates (New York)
New York
$81K +$158K +12,222 New
ECM
56
ExodusPoint Capital Management
New York
$79K -$598K -46,314 -79%
ASN
57
Advisory Services Network
Georgia
$76K +$465 +36 +0.3%
PP
58
Paloma Partners
Connecticut
$76K +$149K +11,526 New
Citadel Advisors
59
Citadel Advisors
Florida
$72K +$141K +10,923 New
QCIG
60
Quad-Cities Investment Group
Iowa
$71K +$5.68K +440 +4%
CDH
61
Charles D. Hyman
$66K +$129K +10,000 New
FDCDDQ
62
Federation des caisses Desjardins du Quebec
Quebec, Canada
$59K +$114K +8,803 New
Canada Life
63
Canada Life
Manitoba, Canada
$55K +$3.12K +242 +3%
Victory Capital Management
64
Victory Capital Management
Texas
$54K +$104K +8,052 New
CFA
65
Carroll Financial Associates
North Carolina
$36K – – –
BBHC
66
Brown Brothers Harriman & Co
New York
$35K – – –
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$25K +$27.9K +2,160 +135%
TRCT
68
Tower Research Capital (TRC)
New York
$25K +$35.4K +2,739 +258%
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$24K -$11.2K -864 -19%
LWANC
70
Laurel Wealth Advisors (North Carolina)
North Carolina
$21K +$5.33K +413 +15%
SF
71
Synovus Financial
Georgia
$21K +$40.6K +3,143 New
Citigroup
72
Citigroup
New York
$18K +$852 +66 +3%
Lazard Asset Management
73
Lazard Asset Management
New York
$18K +$24.3K +1,881 +219%
PCIA
74
Prime Capital Investment Advisors
Kansas
$18K +$34.9K +2,700 New
TPWA
75
TRUE Private Wealth Advisors
Oregon
$9K – – –
1 2
3
4

FDUS Hedge Fund Activity: Q1 2020 in Review

86 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2020, worth a combined $49.3M — down 56% from $112M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDUS positions and 8 closed out — a net gain of 11 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $3.16M. The largest seller was UBS Group, cutting an estimated $4.27M.

  • 86 institutional investors held Fidus Investment (FDUS) as of Q1 2020, up from 77 in Q4 2019.
  • Funds reported $49.3M of Fidus Investment stock for Q1 2020, down 56% quarter-over-quarter.
  • 19 funds opened new Fidus Investment positions in Q1 2020 and 8 closed out, a net change of +11 holders.
  • The largest Fidus Investment buyer in Q1 2020 was Acadian Asset Management, an estimated $3.16M added.
  • The largest Fidus Investment seller in Q1 2020 was UBS Group, an estimated $4.27M sold.

Based on aggregated 13F filings for Q1 2020.