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Fidus Investment
FDUS

78 hedge funds and large institutions have $92.5M invested in Fidus Investment in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

159% more call options, than puts

Call options by funds: $3.29M | Put options by funds: $1.27M

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

7% more funds holding

Funds holding: 73 → 78 (+5)

4% less capital invested

Capital invested by funds: $96.3M → $92.5M (-$3.78M)

1.51% less ownership

Funds ownership: 23.23% → 21.72% (-1.5%)

21% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 28

Holders
78
Holders Change
+5
Holders Change %
+6.85%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
22
Reduced
28
Closed
7
Calls
$3.29M
Puts
$1.27M
Net Calls
+$2.02M
Net Calls Change
+$33K

Top Buyers

Rank Fund Capital Flow
1
CAGAS
Capital Advisory Group Advisory Services
Minnesota
+$759K
2
AAM
Advisors Asset Management
Colorado
+$607K
3
DC
Davenport & Co
Virginia
+$587K
4
BlackRock
BlackRock
New York
+$584K
5
Millennium Management
Millennium Management
New York
+$454K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.92M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.09M
3
Neuberger Berman Group
Neuberger Berman Group
New York
-$701K
4
EGA
Eagle Global Advisors
Texas
-$570K
5
Truist Financial
Truist Financial
North Carolina
-$540K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
26
Raymond James Trust
Florida
$543K -$10.9K -626 -2%
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$537K +$18.2K +1,046 +4%
HCP
28
Hexagon Capital Partners
Arkansas
$497K – – –
RFC
29
Regions Financial Corp
Alabama
$483K – – –
OIA
30
Optimum Investment Advisors
Illinois
$479K -$42.2K -2,423 -8%
Osaic Holdings
31
Osaic Holdings
Arizona
$455K +$405K +23,241 +820%
Millennium Management
32
Millennium Management
New York
$455K +$454K +26,074 New
Citadel Advisors
33
Citadel Advisors
Florida
$441K +$45.7K +2,622 +12%
LPL Financial
34
LPL Financial
California
$409K +$214K +12,300 +111%
OC
35
Oppenheimer & Co
New York
$408K +$43.8K +2,513 +12%
STA
36
Summit Trail Advisors
New York
$392K – – –
SFI
37
Susquehanna Fundamental Investments
Pennsylvania
$376K -$212K -12,186 -36%
MCA
38
Magnolia Capital Advisors
Mississippi
$376K -$8.95K -514 -2%
KC
39
Kingfisher Capital
North Carolina
$366K +$8.38K +481 +2%
PFS
40
Prospera Financial Services
Texas
$328K +$4.6K +264 +1%
SPIA
41
Steward Partners Investment Advisory
New York
$315K -$43.6K -2,506 -12%
BFA
42
Bragg Financial Advisors
North Carolina
$314K – – –
DADC
43
D.A. Davidson & Co
Montana
$314K – – –
BRWA
44
B. Riley Wealth Advisors
Florida
$275K -$51.7K -2,969 -16%
EGA
45
Eagle Global Advisors
Texas
$266K -$570K -32,750 -68%
CSM
46
CAMG Solamere Management
North Carolina
$259K – – –
Acadian Asset Management
47
Acadian Asset Management
Massachusetts
$244K -$460K -26,415 -65%
KOC
48
Koss-Olinger Consulting
Florida
$243K – – –
Bank of America
49
Bank of America
North Carolina
$234K +$6.84K +393 +3%
BW
50
Bison Wealth
Georgia
$217K +$1.92K +110 +0.9%
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FDUS Hedge Fund Activity: Q3 2021 in Review

78 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2021, worth a combined $92.5M — down 3.9% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FDUS positions and 7 closed out — a net gain of 5 holders — while 22 added to existing stakes and 28 trimmed.

The largest buyer was Capital Advisory Group Advisory Services, adding an estimated $759K. The largest seller was Arrowstreet Capital, cutting an estimated $3.92M.

  • 78 institutional investors held Fidus Investment (FDUS) as of Q3 2021, up from 73 in Q2 2021.
  • Funds reported $92.5M of Fidus Investment stock for Q3 2021, down 3.9% quarter-over-quarter.
  • 12 funds opened new Fidus Investment positions in Q3 2021 and 7 closed out, a net change of +5 holders.
  • The largest Fidus Investment buyer in Q3 2021 was Capital Advisory Group Advisory Services, an estimated $759K added.
  • The largest Fidus Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $3.92M sold.

Based on aggregated 13F filings for Q3 2021.