LPL Financial
FDUS icon

LPL Financial’s Fidus Investment FDUS Stock Holding History

LPL Financial’s Portfolio FDUS Stock Details FDUS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.53M Sell
79,284
-1,068
-1% -$21.1K ﹤0.01% 4083
2026
Q2 		$1.53M Sell
80,352
-71,394
-47% -$1.33M ﹤0.01% 4031
2026
Q1 		$2.64M Buy
151,746
+55,951
+58% +$1.05M ﹤0.01% 3239
2025
Q4 		$1.85M Buy
95,795
+2,087
+2% +$41.5K ﹤0.01% 3492
2025
Q3 		$1.9M Buy
93,708
+10,715
+13% +$226K ﹤0.01% 3365
2025
Q2 		$1.68M Sell
82,993
-2,992
-3% -$58.4K ﹤0.01% 3294
2025
Q1 		$1.75M Buy
85,985
+6,470
+8% +$142K ﹤0.01% 3073
2024
Q4 		$1.67M Buy
79,515
+2,603
+3% +$52.8K ﹤0.01% 3032
2024
Q3 		$1.51M Buy
76,912
+891
+1% +$17.5K ﹤0.01% 3001
2024
Q2 		$1.48M Sell
76,021
-2,245
-3% -$44.6K ﹤0.01% 2885
2024
Q1 		$1.54M Buy
78,266
+5,867
+8% +$115K ﹤0.01% 2776
2023
Q4 		$1.43M Buy
72,399
+5,716
+9% +$109K ﹤0.01% 2722
2023
Q3 		$1.28M Buy
66,683
+2,715
+4% +$53.5K ﹤0.01% 2687
2023
Q2 		$1.25M Buy
63,968
+3,436
+6% +$65.2K ﹤0.01% 2658
2023
Q1 		$1.15M Buy
60,532
+10,292
+20% +$205K ﹤0.01% 2643
2022
Q4 		$956K Buy
50,240
+12,181
+32% +$232K ﹤0.01% 2685
2022
Q3 		$654K Buy
38,059
+3,941
+12% +$74.7K ﹤0.01% 2902
2022
Q2 		$595K Buy
34,118
+1,169
+4% +$22.6K ﹤0.01% 3064
2022
Q1 		$665K Buy
32,949
+7,220
+28% +$135K ﹤0.01% 2959
2021
Q4 		$463K Buy
25,729
+2,302
+10% +$40.8K ﹤0.01% 3342
2021
Q3 		$409K Buy
23,427
+12,300
+111% +$214K ﹤0.01% 3404
2021
Q2 		$189K Sell
11,127
-246
-2% -$4.18K ﹤0.01% 3918
2021
Q1 		$177K Buy
+11,373
New +$162K ﹤0.01% 3802

Other funds holding FDUS

Sound Income Strategies
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
PFG Advisors
PFG Advisors Phoenix, Arizona $1.96B AUM 19.12% 1-Year Est. Return
Plan Group Financial
Plan Group Financial Oklahoma City, Oklahoma $510M AUM 17.41% 1-Year Est. Return
Riverbridge Partners
Riverbridge Partners Minneapolis, Minnesota $3.41B AUM 6.54% 1-Year Est. Return
Capital Investment Advisory Services
Capital Investment Advisory Services Raleigh, North Carolina $1.61B AUM 16.94% 1-Year Est. Return
Independent Financial Group
Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return
Legacy Capital Wealth Partners
Legacy Capital Wealth Partners Little Rock, Arkansas $481M AUM 19.97% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

LPL Financial's FDUS Position: Q3 2026 in Review

LPL Financial reduced its Fidus Investment (FDUS) stake by 1.3% in Q3 2026, selling an estimated $21.1K and leaving 79,284 shares worth $1.53M. The position accounts for ﹤0.01% of the portfolio, ranked #4083.

LPL Financial first reported a position in FDUS in Q1 2021 and has held it in 23 quarters since. The position peaked at $2.64M in Q1 2026. 58 funds tracked by Wall St. Rank hold FDUS as of Q3 2026.

  • LPL Financial held 79,284 shares of Fidus Investment worth $1.53M as of Q3 2026.
  • LPL Financial sold 1,068 Fidus Investment shares in Q3 2026, an estimated $21.1K.
  • Fidus Investment made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #4083 holding.
  • LPL Financial first reported a position in Fidus Investment in Q1 2021 and has held it in 23 quarters since.
  • LPL Financial's Fidus Investment position peaked at $2.64M in Q1 2026.
  • 58 funds tracked by Wall St. Rank held Fidus Investment as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.