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Fidus Investment
FDUS

86 hedge funds and large institutions have $49.3M invested in Fidus Investment in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

12% more funds holding

Funds holding: 77 → 86 (+9)

0.65% less ownership

Funds ownership: 30.78% → 30.13% (-0.65%)

56% less capital invested

Capital invested by funds: $112M → $49.3M (-$62.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $107K

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
31
Reduced
24
Closed
8
Calls
–
Puts
$107K
Net Calls
-$107K
Net Calls Change
-$94K

Top Buyers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$3.16M
2
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
+$2.56M
3
EBT
Enterprise Bank & Trust
Massachusetts
+$2.56M
4
RCM
Radcliffe Capital Management
Pennsylvania
+$1.85M
5
WFI
West Family Investments
California
+$1.06M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$4.27M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.12M
3
Morgan Stanley
Morgan Stanley
New York
-$1.81M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$1.34M
5
RJA
Raymond James & Associates
Florida
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
$291K +$160K +12,426 +39%
RFC
27
Regions Financial Corp
Alabama
$270K – – –
Mackenzie Financial
28
Mackenzie Financial
Ontario, Canada
$256K -$1.34M -103,486 -73%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$251K +$50.4K +3,900 +11%
CSM
30
CAMG Solamere Management
North Carolina
$250K +$486K +37,633 New
EGA
31
Eagle Global Advisors
Texas
$238K +$167K +12,950 +56%
OIA
32
Optimum Investment Advisors
Illinois
$237K -$95K -7,357 -17%
OC
33
Oppenheimer & Co
New York
$237K -$85.6K -6,633 -16%
SEI Investments
34
SEI Investments
Pennsylvania
$228K – – –
JP Morgan Chase
35
JP Morgan Chase
New York
$194K -$419K -32,452 -52%
RJT
36
Raymond James Trust
Florida
$191K +$63.2K +4,899 +20%
MAFM
37
Mid Atlantic Financial Management
Pennsylvania
$179K +$117K +9,025 +50%
Two Sigma Investments
38
Two Sigma Investments
New York
$177K -$634K -49,096 -65%
SPIA
39
Steward Partners Investment Advisory
New York
$165K -$147K -11,385 -31%
MCA
40
Magnolia Capital Advisors
Mississippi
$129K +$10.1K +783 +4%
DADC
41
D.A. Davidson & Co
Montana
$127K +$12.9K +1,000 +5%
Bank of America
42
Bank of America
North Carolina
$126K -$40.4K -3,132 -14%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$123K – – –
LNC
44
Lincoln National Corp
Pennsylvania
$119K +$58.5K +4,533 +34%
KC
45
Kingfisher Capital
North Carolina
$118K +$10.6K +821 +5%
PFS
46
Prospera Financial Services
Texas
$113K +$2.26K +175 +1%
WA
47
Wambolt & Associates
Colorado
$111K -$4.54K -352 -2%
BFA
48
Bragg Financial Advisors
North Carolina
$86K – – –
FAAS
49
First Allied Advisory Services
California
$85K – – –
Osaic Holdings
50
Osaic Holdings
Arizona
$84K +$164K +12,730 New
1
2
3 4

FDUS Hedge Fund Activity: Q1 2020 in Review

86 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2020, worth a combined $49.3M — down 56% from $112M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDUS positions and 8 closed out — a net gain of 11 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $3.16M. The largest seller was UBS Group, cutting an estimated $4.27M.

  • 86 institutional investors held Fidus Investment (FDUS) as of Q1 2020, up from 77 in Q4 2019.
  • Funds reported $49.3M of Fidus Investment stock for Q1 2020, down 56% quarter-over-quarter.
  • 19 funds opened new Fidus Investment positions in Q1 2020 and 8 closed out, a net change of +11 holders.
  • The largest Fidus Investment buyer in Q1 2020 was Acadian Asset Management, an estimated $3.16M added.
  • The largest Fidus Investment seller in Q1 2020 was UBS Group, an estimated $4.27M sold.

Based on aggregated 13F filings for Q1 2020.