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First Trust NYSE Arca Biotechnology Index Fund
FBT

236 hedge funds and large institutions have $977M invested in First Trust NYSE Arca Biotechnology Index Fund in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 60 increasing their positions, 75 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 21

11% more funds holding

Funds holding: 213 → 236 (+23)

2% more capital invested

Capital invested by funds: $959M → $977M (+$17.8M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1.02% less ownership

Funds ownership: 48.95% → 47.93% (-1%)

20% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 75

Holders
236
Holders Change
+23
Holders Change %
+10.8%
% of All Funds
4.18%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
47
Increased
60
Reduced
75
Closed
21
Calls
$874K
Puts
–
Net Calls
+$874K
Net Calls Change
-$46K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$6.38M
2
AA
Ancora Advisors
Ohio
+$3.67M
3
RWP
RWA Wealth Partners
Massachusetts
+$2.4M
4
GWM
Geneos Wealth Management
Colorado
+$1.93M
5
AI
Atria Investments
North Carolina
+$1.81M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$20M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$10.9M
3
NEIRG
New England Investment & Retirement Group
Massachusetts
-$10.8M
4
HF
HRT Financial
New York
-$7.75M
5
Bank of America
Bank of America
North Carolina
-$6.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
176
Founders Financial Alliance
North Carolina
$109K – – –
MIM
177
MTM Investment Management
South Carolina
$93K +$89.7K +553 New
MCC
178
Money Concepts Capital
Florida
$90K +$87K +536 New
SFS
179
Sowell Financial Services
Arkansas
$84K +$3.89K +24 +5%
PFGIA
180
Patriot Financial Group Insurance Agency
Massachusetts
$81K – – –
CAPTRUST Financial Advisors
181
CAPTRUST Financial Advisors
North Carolina
$80K -$25.1K -155 -25%
CIAS
182
Capital Investment Advisory Services
North Carolina
$75K +$46.2K +285 +178%
Rockefeller Capital Management
183
Rockefeller Capital Management
New York
$62K -$3.25K -20 -5%
PO
184
Private Ocean
California
$62K – – –
VFA
185
Valeo Financial Advisors
Indiana
$59K – – –
CWAF
186
Core Wealth Advisors (Florida)
Florida
$58K -$10.7K -66 -16%
FPB
187
First PREMIER Bank
South Dakota
$54K – – –
SSB
188
Sandy Spring Bank
Maryland
$52K – – –
William Blair & Company
189
William Blair & Company
Illinois
$49K -$4.71K -29 -9%
WWM
190
Wolff Wiese Magana
California
$45K +$43.8K +270 New
GEA
191
Glen Eagle Advisors
New Jersey
$42.8K – – –
CMA
192
Cedar Mountain Advisors
Oregon
$41K – – –
SWM
193
Selective Wealth Management
Virginia
$41K +$39.9K +246 New
WB
194
Webster Bank
Connecticut
$40K – – –
Bank of Montreal
195
Bank of Montreal
Ontario, Canada
$38K – – –
Fidelity Investments
196
Fidelity Investments
Massachusetts
$38K +$6.33K +39 +21%
BWP
197
Baldwin Wealth Partners
Massachusetts
$34K – – –
EP
198
Eudaimonia Partners
Tennessee
$34K – – –
WWMSC
199
Wagner Wealth Management (South Carolina)
South Carolina
$34K +$32.6K +201 New
FCH
200
Freestone Capital Holdings
Washington
$33.6K – – –
6 7
8
9 10

FBT Hedge Fund Activity: Q4 2020 in Review

236 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q4 2020, worth a combined $977M — up 1.9% from $959M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new FBT positions and 21 closed out — a net gain of 26 holders — while 60 added to existing stakes and 75 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.38M. The largest seller was Wells Fargo, cutting an estimated $20M.

  • 236 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q4 2020, up from 213 in Q3 2020.
  • Funds reported $977M of First Trust NYSE Arca Biotechnology Index Fund stock for Q4 2020, up 1.9% quarter-over-quarter.
  • 47 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q4 2020 and 21 closed out, a net change of +26 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q4 2020 was LPL Financial, an estimated $6.38M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q4 2020 was Wells Fargo, an estimated $20M sold.

Based on aggregated 13F filings for Q4 2020.