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First Trust NYSE Arca Biotechnology Index Fund

188 hedge funds and large institutions have $744M invested in First Trust NYSE Arca Biotechnology Index Fund in 2019 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 50 increasing their positions, 83 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more call options, than puts

Call options by funds: $1.56M | Put options by funds: $687K

15% less funds holding

Funds holding: 222188 (-34)

16.83% less ownership

Funds ownership: 60.47%43.64% (-17%)

40% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 83

58% less capital invested

Capital invested by funds: $1.77B → $744M (-$1.03B)

63% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 51

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
188
Holders Change
-34
Holders Change %
-15.32%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
19
Increased
50
Reduced
83
Closed
51
Calls
$1.56M
Puts
$687K
Net Calls
+$873K
Net Calls Change
-$238K
Name Holding Trade Value Shares
Change
Change in
Stake
LNWWM
126
Laird Norton Wetherby Wealth Management
California
$210K
GSWM
127
Golden State Wealth Management
California
$209K -$26.6K -200 -11%
VFA
128
Voya Financial Advisors
Connecticut
$204K -$175K -1,318 -44%
MWM
129
Modera Wealth Management
New Jersey
$204K
WP
130
WealthPLAN Partners
Nebraska
$203K +$200K +1,505 New
RCA
131
Ranch Capital Advisors
Florida
$166K +$179K +1,343 New
AIM
132
Axiom Investment Management
New York
$133K -$9.32K -70 -6%
CAPTRUST Financial Advisors
133
CAPTRUST Financial Advisors
North Carolina
$117K +$6.66K +50 +6%
FHA
134
Flagship Harbor Advisors
Massachusetts
$116K -$21.8K -164 -15%
AssetMark Inc
135
AssetMark Inc
California
$107K +$68K +511 +144%
RIA
136
RPG Investment Advisory
California
$104K -$3.89M -29,191 -97%
MRCM
137
M&R Capital Management
New Jersey
$103K
US Bancorp
138
US Bancorp
Minnesota
$99K +$60.3K +453 +130%
CFD
139
Creative Financial Designs
Indiana
$95K +$36.5K +274 +54%
EWM
140
Endurance Wealth Management
Rhode Island
$85K
WAP
141
Wealthcare Advisory Partners
Pennsylvania
$81K
Barclays
142
Barclays
United Kingdom
$63K
WB
143
Webster Bank
Connecticut
$60K
PFGIA
144
Patriot Financial Group Insurance Agency
Massachusetts
$59K
Simplex Trading
145
Simplex Trading
Illinois
$59K +$54.7K +411 +596%
SSB
146
Sandy Spring Bank
Maryland
$51K
CAL
147
Capital Analysts LLC
Pennsylvania
$49K +$7.59K +57 +17%
PO
148
Private Ocean
California
$48K +$2K +15 +4%
Rockefeller Capital Management
149
Rockefeller Capital Management
New York
$46K +$42.6K +320 +640%
Fifth Third Bancorp
150
Fifth Third Bancorp
Ohio
$40K +$43.3K +325 New

FBT Hedge Fund Activity: Q3 2019 in Review

188 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2019, worth a combined $744M — down 58% from $1.77B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of FBT and 19 opened new positions — a net loss of 32 holders — while 83 trimmed existing stakes and 50 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $24.8M. The largest seller was First Trust Advisors, exiting entirely with an estimated $578M sold.

  • 188 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2019, down from 222 in Q2 2019.
  • Funds reported $744M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2019, down 58% quarter-over-quarter.
  • 19 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2019 and 51 closed out, a net change of -32 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2019 was Millennium Management, an estimated $24.8M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2019 was First Trust Advisors, an estimated $578M sold.

Based on aggregated 13F filings for Q3 2019.