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First Trust NYSE Arca Biotechnology Index Fund

126 hedge funds and large institutions have $2.04B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 53 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more call options, than puts

Call options by funds: $6.47M | Put options by funds: $2.22M

33% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 40

2.66% more ownership

Funds ownership: 63.87%66.53% (+2.7%)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0% more funds holding

Funds holding: 126126 (0)

11% less capital invested

Capital invested by funds: $2.29B → $2.04B (-$251M)

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

Holders
126
Holders Change
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.22%
New
21
Increased
53
Reduced
40
Closed
20
Calls
$6.47M
Puts
$2.22M
Net Calls
+$4.25M
Net Calls Change
+$2.05M
Name Holding Trade Value Shares
Change
Change in
Stake
ICAS
76
Investors Capital Advisory Services
Massachusetts
$587K +$2.5K +21 +0.4%
NPC
77
National Planning Corporation
California
$554K -$148K -1,247 -20%
Jane Street
78
Jane Street
New York
$541K +$112K +943 +21%
JWS
79
Juncture Wealth Strategies
Arizona
$535K +$94.1K +791 +18%
SHA
80
Smith Hayes Advisers
Nebraska
$521K -$66K -555 -10%
Koshinski Asset Management
81
Koshinski Asset Management
Illinois
$521K +$131K +1,103 +36%
VC
82
Vicus Capital
Pennsylvania
$461K -$274K -2,307 -34%
TH
83
Timber Hill
Connecticut
$445K +$522K +4,389 New
SAM
84
Symphony Asset Management
California
$443K +$262K +2,204 +102%
V
85
Veritable
Delaware
$394K
M&T Bank
86
M&T Bank
New York
$390K +$69.2K +582 +18%
WA
87
WFG Advisors
Texas
$384K +$46.3K +389 +11%
HI
88
Horizon Investments
North Carolina
$353K -$346K -2,906 -46%
CAS
89
Cue Advisory Services
Arizona
$352K +$413K +3,475 New
OIA
90
Optimum Investment Advisors
Illinois
$334K +$392K +3,300 New
Northern Trust
91
Northern Trust
Illinois
$325K -$476 -4 -0.1%
PFS
92
Prospera Financial Services
Texas
$325K +$106K +889 +38%
US Bancorp
93
US Bancorp
Minnesota
$322K +$106K +888 +39%
KP
94
Keel Point
Alabama
$294K -$7.18M -60,398 -95%
Franklin Resources
95
Franklin Resources
California
$284K
RJT
96
Raymond James Trust
Florida
$266K +$102K +854 +48%
CNB
97
City National Bank
California
$258K -$12.7K -107 -4%
SG Americas Securities
98
SG Americas Securities
New York
$230K -$1.42M -11,930 -84%
WF
99
WealthTrust Fairport
Ohio
$223K +$262K +2,205 New
Millennium Management
100
Millennium Management
New York
$215K -$138K -1,159 -35%

FBT Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2015, worth a combined $2.04B — down 11% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FBT positions and 20 closed out — a net gain of 1 holder — while 53 added to existing stakes and 40 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $194M. The largest seller was Wells Fargo, cutting an estimated $22.2M.

  • 126 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $2.04B of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2015, down 11% quarter-over-quarter.
  • 21 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2015 and 20 closed out, a net change of +1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2015 was First Trust Advisors, an estimated $194M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2015 was Wells Fargo, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2015.