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First Trust NYSE Arca Biotechnology Index Fund

122 hedge funds and large institutions have $1.98B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 59 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 26

80% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 15

50% more capital invested

Capital invested by funds: $1.32B → $1.98B (+$660M)

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

38% more call options, than puts

Call options by funds: $3.51M | Put options by funds: $2.54M

9% more funds holding

Funds holding: 112122 (+10)

0.57% more ownership

Funds ownership: 60.36%60.93% (+0.57%)

Holders
122
Holders Change
+10
Holders Change %
+8.93%
% of All Funds
3.25%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.24%
New
27
Increased
59
Reduced
26
Closed
15
Calls
$3.51M
Puts
$2.54M
Net Calls
+$970K
Net Calls Change
+$1.74M
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
76
Regal Investment Advisors
Michigan
$727K -$2.83K -25 -0.4%
NPC
77
National Planning Corporation
California
$723K +$141K +1,243 +24%
CA
78
Cetera Advisors
Colorado
$684K +$59.5K +526 +10%
SAM
79
Symphony Asset Management
California
$651K +$622K +5,506 New
ICAS
80
Investors Capital Advisory Services
Massachusetts
$638K -$17K -150 -3%
LTFS
81
Ladenburg Thalmann Financial Services
Florida
$590K +$190K +1,679 +51%
CA
82
Cumberland Advisors
Florida
$556K +$315K +2,790 +146%
Creative Planning
83
Creative Planning
Kansas
$548K +$67.4K +596 +15%
Mirae Asset Global Investments
84
Mirae Asset Global Investments
South Korea
$532K +$509K +4,500 New
JWS
85
Juncture Wealth Strategies
Arizona
$524K -$645K -5,707 -56%
MAA
86
Managed Account Advisors
New Jersey
$503K +$481K +4,257 New
BRWM
87
B. Riley Wealth Management
Tennessee
$466K +$285K +2,525 +178%
V
88
Veritable
Delaware
$460K
WA
89
WFG Advisors
Texas
$437K +$30.9K +273 +8%
GA
90
Gateway Advisory
New Jersey
$393K +$376K +3,323 New
SFM
91
Signet Financial Management
New Jersey
$356K +$340K +3,008 New
M&T Bank
92
M&T Bank
New York
$345K -$2.15K -19 -0.6%
Franklin Resources
93
Franklin Resources
California
$331K +$317K +2,800 New
PFS
94
Prospera Financial Services
Texas
$308K -$163K -1,444 -36%
Koshinski Asset Management
95
Koshinski Asset Management
Illinois
$306K +$293K +2,589 New
CNB
96
City National Bank
California
$301K +$288K +2,546 New
Susquehanna International Group
97
Susquehanna International Group
Pennsylvania
$274K -$1.36M -12,063 -84%
OIA
98
Optimum Investment Advisors
Illinois
$260K +$249K +2,200 New
US Bancorp
99
US Bancorp
Minnesota
$257K +$24.3K +215 +11%
Brown Advisory
100
Brown Advisory
Maryland
$243K

FBT Hedge Fund Activity: Q1 2015 in Review

122 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2015, worth a combined $1.98B — up 50% from $1.32B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FBT positions and 15 closed out — a net gain of 12 holders — while 59 added to existing stakes and 26 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $308M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.48M sold.

  • 122 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2015, up from 112 in Q4 2014.
  • Funds reported $1.98B of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2015, up 50% quarter-over-quarter.
  • 27 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2015 and 15 closed out, a net change of +12 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2015 was First Trust Advisors, an estimated $308M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2015 was Citadel Advisors, an estimated $4.48M sold.

Based on aggregated 13F filings for Q1 2015.