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First Trust NYSE Arca Biotechnology Index Fund

98 hedge funds and large institutions have $949M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 44 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

42% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 31

20% more capital invested

Capital invested by funds: $794M → $949M (+$155M)

5% more funds holding

Funds holding: 9398 (+5)

2.44% more ownership

Funds ownership: 55.55%57.99% (+2.4%)

41% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.22M

Holders
98
Holders Change
+5
Holders Change %
+5.38%
% of All Funds
2.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
44
Reduced
31
Closed
8
Calls
$1.3M
Puts
$2.22M
Net Calls
-$917K
Net Calls Change
-$621K
Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
76
M&T Bank
New York
$261K +$246K +2,841 New
PAG
77
Pinnacle Advisory Group
Maryland
$229K +$435K +5,010 New
V
78
Veritable
Delaware
$213K +$202K +2,326 New
PFS
79
Prospera Financial Services
Texas
$212K +$168K +1,931 +76%
LTFS
80
Ladenburg Thalmann Financial Services
Florida
$204K -$434 -5 -0.2%
Citigroup
81
Citigroup
New York
$193K +$31.1K +359 +21%
NFG
82
Next Financial Group
Texas
$182K -$26.9K -310 -13%
WEC
83
Winslow Evans & Crocker
Massachusetts
$137K -$5.03K -58 -4%
AP
84
Advisors Preferred
Maryland
$115K -$49.9K -575 -31%
CA
85
Cumberland Advisors
Florida
$96K +$91.1K +1,050 New
Northwestern Mutual Wealth Management
86
Northwestern Mutual Wealth Management
Wisconsin
$92K -$17.1K -197 -16%
MAS
87
Madden Advisory Services
Florida
$88K
US Bancorp
88
US Bancorp
Minnesota
$86K +$66.3K +764 +439%
MA
89
MUFG Americas
New York
$54K
BRWM
90
B. Riley Wealth Management
Tennessee
$30K -$19.1K -220 -40%
Fifth Third Bancorp
91
Fifth Third Bancorp
Ohio
$28K
PNC Financial Services Group
92
PNC Financial Services Group
Pennsylvania
$24K -$10.5K -121 -32%
Envestnet Asset Management
93
Envestnet Asset Management
Illinois
$17K -$71.9K -829 -82%
WA
94
Waverly Advisors
Alabama
$15K +$5.99K +69 +77%
TIM
95
Tortoise Investment Management
New York
$9K
EWM
96
Evercore Wealth Management
New York
$7K
JFA
97
JNBA Financial Advisors
Minnesota
$4K
MWP
98
MYCIO Wealth Partners
Pennsylvania
$2K +$2.34K +27 New
IAS
99
IMA Advisory Services
Colorado
-$3.53M -42,825 Closed
LIM
100
Leavell Investment Management
Alabama
-$832K -10,100 Closed

FBT Hedge Fund Activity: Q3 2014 in Review

98 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2014, worth a combined $949M — up 20% from $794M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FBT positions and 8 closed out — a net gain of 5 holders — while 44 added to existing stakes and 31 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $50.2M. The largest seller was RiverFront Investment Group, cutting an estimated $22.8M.

  • 98 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2014, up from 93 in Q2 2014.
  • Funds reported $949M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2014, up 20% quarter-over-quarter.
  • 13 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2014 was First Trust Advisors, an estimated $50.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2014 was RiverFront Investment Group, an estimated $22.8M sold.

Based on aggregated 13F filings for Q3 2014.