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First Trust NYSE Arca Biotechnology Index Fund

199 hedge funds and large institutions have $677M invested in First Trust NYSE Arca Biotechnology Index Fund in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 61 increasing their positions, 64 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

347% more call options, than puts

Call options by funds: $1.35M | Put options by funds: $302K

1.62% more ownership

Funds ownership: 45.54%47.16% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

5% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 64

5% less funds holding

Funds holding: 210199 (-11)

17% less capital invested

Capital invested by funds: $818M → $677M (-$141M)

20% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 35

Holders
199
Holders Change
-11
Holders Change %
-5.24%
% of All Funds
4.39%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
28
Increased
61
Reduced
64
Closed
35
Calls
$1.35M
Puts
$302K
Net Calls
+$1.05M
Net Calls Change
+$81K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
51
Citadel Advisors
Florida
$1.38M -$433K -3,040 -22%
SPC
52
Sigma Planning Corp
Michigan
$1.36M +$538K +3,776 +57%
QCIG
53
Quad-Cities Investment Group
Iowa
$1.32M -$35.6K -250 -2%
SF
54
Synovus Financial
Georgia
$1.32M +$1.36M +9,525 +1,580%
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$1.26M
Baird Financial Group
56
Baird Financial Group
Wisconsin
$1.24M -$37.8K -265 -3%
LNC
57
Lincoln National Corp
Pennsylvania
$1.23M +$14.5K +102 +1%
TYCC
58
Texas Yale Capital Corp
Florida
$1.22M
FPGK
59
Financial Partners Group (Kansas)
Kansas
$1.15M +$1.29M +9,052 New
QAM
60
Q3 Asset Management
Michigan
$1.12M +$229K +1,604 +24%
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
$1.1M -$3.22M -22,593 -73%
MFG
62
Merit Financial Group
Georgia
$1.05M +$1.14M +8,011 New
CAL
63
Capital Analysts LLC
Pennsylvania
$1.03M +$1.12M +7,828 +13,733%
PA
64
Pinnacle Associates
New York
$1.02M +$126K +886 +13%
JWS
65
Juncture Wealth Strategies
Arizona
$956K -$21.1K -148 -2%
CHAM
66
Clear Harbor Asset Management
Connecticut
$945K +$20.7K +145 +2%
APA
67
American Portfolios Advisors
New York
$929K +$13.3K +93 +1%
Jane Street
68
Jane Street
New York
$881K -$814K -5,715 -46%
Thrivent Financial for Lutherans
69
Thrivent Financial for Lutherans
Minnesota
$869K
SCA
70
Snowden Capital Advisors
New York
$847K +$34.8K +244 +4%
SPIA
71
Steward Partners Investment Advisory
New York
$821K -$211K -1,484 -19%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$794K +$56.7K +398 +7%
FIM
73
Freedom Investment Management
Connecticut
$714K +$102K +713 +18%
MA
74
Mutual Advisors
Nebraska
$671K +$7.84K +55 +1%
SS
75
Sunbelt Securities
Texas
$671K +$12.4K +87 +2%

FBT Hedge Fund Activity: Q1 2020 in Review

199 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2020, worth a combined $677M — down 17% from $818M a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of FBT and 28 opened new positions — a net loss of 7 holders — while 64 trimmed existing stakes and 61 added.

The largest buyer was Psagot Value Holdings, opening a new position worth an estimated $14.5M. The largest seller was Bank of America, cutting an estimated $22.2M.

  • 199 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2020, down from 210 in Q4 2019.
  • Funds reported $677M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2020, down 17% quarter-over-quarter.
  • 28 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2020 and 35 closed out, a net change of -7 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2020 was Psagot Value Holdings, an estimated $14.5M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2020 was Bank of America, an estimated $22.2M sold.

Based on aggregated 13F filings for Q1 2020.