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First Trust NYSE Arca Biotechnology Index Fund

111 hedge funds and large institutions have $292M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 48 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

61% more call options, than puts

Call options by funds: $3.62M | Put options by funds: $2.24M

6% more capital invested

Capital invested by funds: $274M → $292M (+$17.5M)

4% more funds holding

Funds holding: 107111 (+4)

0.01% more ownership

Funds ownership: 33.81%33.81% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

44% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 48

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.96%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
15
Increased
27
Reduced
48
Closed
9
Calls
$3.62M
Puts
$2.24M
Net Calls
+$1.37M
Net Calls Change
+$228K
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
51
Prospera Financial Services
Texas
$618K +$327K +3,331 +116%
DAS
52
Dynamic Advisor Solutions
Arizona
$611K -$57.4K -585 -9%
CAS
53
Cue Advisory Services
Arizona
$576K -$19.5K -199 -3%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$553K -$182K -1,853 -25%
CA
55
Cetera Advisors
Colorado
$513K +$68.7K +700 +16%
BTS
56
BB&T Securities
Virginia
$465K +$2.16K +22 +0.5%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$431K -$14.8K -151 -3%
Jane Street
58
Jane Street
New York
$428K -$1.13M -11,525 -73%
Baird Financial Group
59
Baird Financial Group
Wisconsin
$406K -$53.2K -542 -12%
SWP
60
Stratos Wealth Partners
Ohio
$398K +$14K +143 +4%
WS
61
Wedbush Securities
California
$394K -$29.9K -305 -7%
FEG
62
Financial Enhancement Group
Indiana
$326K -$63.8K -650 -17%
Citigroup
63
Citigroup
New York
$320K +$5.89K +60 +2%
RG
64
Redmile Group
California
$308K +$303K +3,090 New
Franklin Resources
65
Franklin Resources
California
$279K
CWM
66
Concert Wealth Management
California
$270K +$1.27K +13 +0.5%
WA
67
WFG Advisors
Texas
$238K -$11.4K -116 -5%
HIIFS
68
Harel Insurance Investments & Financial Services
Israel
$238K +$8.83K +90 +4%
MWM
69
Modera Wealth Management
New Jersey
$226K +$222K +2,264 New
SG
70
StoneX Group
New York
$225K +$1.13M +11,534 New
Creative Planning
71
Creative Planning
Kansas
$217K -$52.5K -535 -20%
AA
72
Apriem Advisors
California
$142K +$29.4K +300 +27%
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
$112K +$39.4K +402 +56%
NFG
74
Next Financial Group
Texas
$93K +$67.7K +690 +289%
WEC
75
Winslow Evans & Crocker
Massachusetts
$91.8K +$22.2K +226 +32%

FBT Hedge Fund Activity: Q3 2016 in Review

111 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2016, worth a combined $292M — up 6.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FBT positions and 9 closed out — a net gain of 6 holders — while 27 added to existing stakes and 48 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.94M. The largest seller was SG Americas Securities, cutting an estimated $5.65M.

  • 111 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2016, up from 107 in Q2 2016.
  • Funds reported $292M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2016, up 6.4% quarter-over-quarter.
  • 15 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2016 and 9 closed out, a net change of +6 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2016 was Wells Fargo, an estimated $4.94M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2016 was SG Americas Securities, an estimated $5.65M sold.

Based on aggregated 13F filings for Q3 2016.