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First Trust NYSE Arca Biotechnology Index Fund

84 hedge funds and large institutions have $648M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

20% more capital invested

Capital invested by funds: $541M → $648M (+$107M)

6% more funds holding

Funds holding: 7984 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.1% less ownership

Funds ownership: 55.61%54.51% (-1.1%)

66% less call options, than puts

Call options by funds: $2.74M | Put options by funds: $8.02M

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.43%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
14
Increased
38
Reduced
23
Closed
9
Calls
$2.74M
Puts
$8.02M
Net Calls
-$5.28M
Net Calls Change
-$7.36M
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
51
United Capital Financial Advisors
Texas
$794K -$35K -449 -4%
SFI
52
SPC Financial Inc
Maryland
$791K +$140K +1,790 +21%
PAG
53
Private Advisor Group
New Jersey
$720K +$259K +3,316 +55%
HI
54
Horizon Investments
North Carolina
$624K -$31.4K -402 -5%
AP
55
Atwood & Palmer
Missouri
$616K +$19.1K +245 +3%
PCM
56
Princeton Capital Management
New Jersey
$565K +$312K +4,000 +119%
William Blair & Company
57
William Blair & Company
Illinois
$544K -$566K -7,250 -51%
WA
58
WFG Advisors
Texas
$540K
BCM
59
Barometer Capital Management
Ontario, Canada
$536K +$546K +7,000 New
RIA
60
Regal Investment Advisors
Michigan
$473K +$481K +6,170 New
NES
61
New England Securities
New York
$436K +$19.7K +253 +5%
1IC
62
1919 Investment Counsel
Maryland
$385K
PCP
63
Perimeter Capital Partners
Georgia
$375K +$382K +4,890 New
WS
64
Wedbush Securities
California
$346K +$29.4K +377 +9%
Northern Trust
65
Northern Trust
Illinois
$329K
PAG
66
Pinnacle Advisory Group
Maryland
$246K
NPC
67
National Planning Corporation
California
$220K +$218K +2,790 New
WEC
68
Winslow Evans & Crocker
Massachusetts
$123K -$83.1K -1,065 -40%
Citigroup
69
Citigroup
New York
$107K -$116K -1,488 -52%
Creative Planning
70
Creative Planning
Kansas
$107K +$44.5K +571 +69%
PMAM
71
Picton Mahoney Asset Management
Ontario, Canada
$107K +$109K +1,400 New
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$77K +$78K +1,000 New
MAS
73
Madden Advisory Services
Florida
$71K +$2.73K +35 +4%
KCPG
74
Kavar Capital Partners Group
Kansas
$38K +$31.2K +400 +400%
FIG
75
Fusion Investment Group
Pennsylvania
$31K -$3.68M -47,147 -99%

FBT Hedge Fund Activity: Q1 2014 in Review

84 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2014, worth a combined $648M — up 20% from $541M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FBT positions and 9 closed out — a net gain of 5 holders — while 38 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $22.2M. The largest seller was Fusion Investment Group, cutting an estimated $3.68M.

  • 84 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2014, up from 79 in Q4 2013.
  • Funds reported $648M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2014, up 20% quarter-over-quarter.
  • 14 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2014 and 9 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2014 was First Trust Advisors, an estimated $22.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2014 was Fusion Investment Group, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2014.