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First Trust NYSE Arca Biotechnology Index Fund

79 hedge funds and large institutions have $541M invested in First Trust NYSE Arca Biotechnology Index Fund in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 36 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

112% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 17

103% more call options, than puts

Call options by funds: $4.11M | Put options by funds: $2.03M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

23% more funds holding

Funds holding: 6479 (+15)

22% more capital invested

Capital invested by funds: $445M → $541M (+$95.9M)

1.35% more ownership

Funds ownership: 54.27%55.61% (+1.3%)

Holders
79
Holders Change
+15
Holders Change %
+23.44%
% of All Funds
2.29%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
20
Increased
36
Reduced
17
Closed
4
Calls
$4.11M
Puts
$2.03M
Net Calls
+$2.08M
Net Calls Change
+$1.27M
Name Holding Trade Value Shares
Change
Change in
Stake
AP
51
Atwood & Palmer
Missouri
$539K +$328 +5 +0.1%
WA
52
WFG Advisors
Texas
$487K +$19.7K +300 +4%
PAG
53
Private Advisor Group
New Jersey
$420K +$398K +6,071 New
VKH
54
Virtu KCG Holdings
New York
$412K +$391K +5,954 New
MFS
55
MSI Financial Services
Massachusetts
$387K +$367K +5,598 New
NES
56
New England Securities
New York
$376K -$103K -1,571 -22%
1IC
57
1919 Investment Counsel
Maryland
$347K -$28.5K -435 -8%
Northern Trust
58
Northern Trust
Illinois
$297K +$281K +4,289 New
WS
59
Wedbush Securities
California
$286K +$37.7K +575 +16%
PAG
60
Pinnacle Advisory Group
Maryland
$246K +$353K +5,375 New
PCM
61
Princeton Capital Management
New Jersey
$233K +$221K +3,368 New
Susquehanna International Group
62
Susquehanna International Group
Pennsylvania
$212K -$70.3K -1,071 -26%
Citigroup
63
Citigroup
New York
$200K +$12.9K +196 +7%
WEC
64
Winslow Evans & Crocker
Massachusetts
$184K +$175K +2,665 New
NC
65
NewSquare Capital
Pennsylvania
$72K +$68.2K +1,040 New
PAS
66
Partnervest Advisory Services
California
$71K
S
67
SignatureFD
Georgia
$62K +$59.2K +902 New
MAS
68
Madden Advisory Services
Florida
$61K -$5.64K -86 -9%
Creative Planning
69
Creative Planning
Kansas
$57K -$16.4K -250 -23%
AP
70
Advisors Preferred
Maryland
$57K +$54.2K +826 New
CGT
71
Capital Guardian Trust
California
$42K +$40.3K +614 New
HI
72
Hudock Inc
Pennsylvania
$24K
CA
73
CapWealth Advisors
Tennessee
$17K
ASN
74
Advisory Services Network
Georgia
$11K +$10.7K +163 New
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$10K

FBT Hedge Fund Activity: Q4 2013 in Review

79 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q4 2013, worth a combined $541M — up 22% from $445M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FBT positions and 4 closed out — a net gain of 16 holders — while 36 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $16.9M. The largest seller was Stadion Money Management, exiting entirely with an estimated $2.77M sold.

  • 79 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $541M of First Trust NYSE Arca Biotechnology Index Fund stock for Q4 2013, up 22% quarter-over-quarter.
  • 20 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q4 2013 and 4 closed out, a net change of +16 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q4 2013 was Morgan Stanley, an estimated $16.9M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q4 2013 was Stadion Money Management, an estimated $2.77M sold.

Based on aggregated 13F filings for Q4 2013.