We are live on ! Find out more
FBT icon

First Trust NYSE Arca Biotechnology Index Fund

64 hedge funds and large institutions have $445M invested in First Trust NYSE Arca Biotechnology Index Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

471% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

55% more capital invested

Capital invested by funds: $287M → $445M (+$158M)

34% more call options, than puts

Call options by funds: $3.19M | Put options by funds: $2.37M

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 6364 (+1)

30.82% less ownership

Funds ownership: 85.09%54.27% (-31%)

Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
40
Reduced
7
Closed
7
Calls
$3.19M
Puts
$2.37M
Net Calls
+$816K
Net Calls Change
+$1.06M
Name Holding Trade Value Shares
Change
Change in
Stake
1IC
51
1919 Investment Counsel
Maryland
$354K
SHA
52
Smith Hayes Advisers
Nebraska
$282K +$276K +4,356 New
Comerica Bank
53
Comerica Bank
Texas
$272K +$265K +4,189 New
Susquehanna International Group
54
Susquehanna International Group
Pennsylvania
$268K -$27.6M -436,169 -99%
WS
55
Wedbush Securities
California
$231K +$225K +3,563 New
Citigroup
56
Citigroup
New York
$175K +$144K +2,276 +546%
Creative Planning
57
Creative Planning
Kansas
$70K +$14.7K +232 +28%
PAS
58
Partnervest Advisory Services
California
$66K
MAS
59
Madden Advisory Services
Florida
$63K
HI
60
Hudock Inc
Pennsylvania
$23K
SMA
61
Simply Money Advisors
Ohio
$19K
CA
62
CapWealth Advisors
Tennessee
$16K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$10K
TIM
64
Tortoise Investment Management
New York
$7K
Jane Street
65
Jane Street
New York
-$4.63M -79,643 Closed
NAM
66
NTV Asset Management
West Virginia
-$1.03M -22,650 Closed
PAG
67
Pinnacle Advisory Group
Maryland
-$246K -5,375 Closed
VF
68
Virtu Financial
New York
-$229K -3,936 Closed
MFS
69
MSI Financial Services
Massachusetts
-$47K -809 Closed
Envestnet Asset Management
70
Envestnet Asset Management
Illinois
-$11K -185 Closed
GI
71
Gradient Investments
Minnesota
-$1K -19 Closed

FBT Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2013, worth a combined $445M — up 55% from $287M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FBT positions and 7 closed out — a net gain of 1 holder — while 40 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $47.8M. The largest seller was Susquehanna International Group, cutting an estimated $27.6M.

  • 64 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2013, up from 63 in Q2 2013.
  • Funds reported $445M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2013, up 55% quarter-over-quarter.
  • 8 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2013 and 7 closed out, a net change of +1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2013 was Morgan Stanley, an estimated $47.8M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2013 was Susquehanna International Group, an estimated $27.6M sold.

Based on aggregated 13F filings for Q3 2013.