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First Trust NYSE Arca Biotechnology Index Fund
FBT

236 hedge funds and large institutions have $977M invested in First Trust NYSE Arca Biotechnology Index Fund in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 60 increasing their positions, 75 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 21

11% more funds holding

Funds holding: 213 → 236 (+23)

2% more capital invested

Capital invested by funds: $959M → $977M (+$17.8M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1.02% less ownership

Funds ownership: 48.95% → 47.93% (-1%)

20% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 75

Holders
236
Holders Change
+23
Holders Change %
+10.8%
% of All Funds
4.18%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
47
Increased
60
Reduced
75
Closed
21
Calls
$874K
Puts
–
Net Calls
+$874K
Net Calls Change
-$46K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$6.38M
2
AA
Ancora Advisors
Ohio
+$3.67M
3
RWP
RWA Wealth Partners
Massachusetts
+$2.4M
4
GWM
Geneos Wealth Management
Colorado
+$1.93M
5
AI
Atria Investments
North Carolina
+$1.81M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$20M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$10.9M
3
NEIRG
New England Investment & Retirement Group
Massachusetts
-$10.8M
4
HF
HRT Financial
New York
-$7.75M
5
Bank of America
Bank of America
North Carolina
-$6.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
DWMG
226
DB Wealth Management Group
California
$4K +$3.73K +23 New
FFG
227
Fortem Financial Group
California
$4K +$4.06K +25 New
FRA
228
Front Row Advisors
California
$3K – – –
IWP
229
IAG Wealth Partners
Wisconsin
$3K – – –
FGAM
230
Financial Gravity Asset Management
Texas
$2K +$1.46K +9 New
GFPC
231
Global Financial Private Client
Florida
$1.85K – – –
GWMIA
232
Global Wealth Management Investment Advisory
Florida
$1K – – –
TAM
233
Tucker Asset Management
Colorado
$840 +$811 +5 New
AIM
234
Axiom Investment Management
New York
$265 -$41.2K -254 -11%
WIM
235
Westside Investment Management
California
$16 – – –
NEIRG
236
New England Investment & Retirement Group
Massachusetts
– -$10.8M -68,824 Closed
HF
237
HRT Financial
New York
– -$7.75M -49,283 Closed
MIG
238
McGuire Investment Group
Rhode Island
– -$4.3M -27,319 Closed
WI
239
Wintrust Investments
Illinois
– -$1.51M -9,582 Closed
MFG
240
Merit Financial Group
Georgia
– -$1.18M -7,528 Closed
LA
241
LexAurum Advisors
Kansas
– -$1.11M -7,050 Closed
OWA
242
Outlook Wealth Advisors
Texas
– -$945K -6,006 Closed
MCM
243
Maryland Capital Management
Maryland
– -$686K -4,360 Closed
AssetMark Inc
244
AssetMark Inc
California
– -$662K -4,210 Closed
IAIM
245
International Assets Investment Management
Florida
– -$349K -2,217 Closed
Jane Street
246
Jane Street
New York
– -$312K -1,984 Closed
CWA
247
Capital Wealth Alliance
Arizona
– -$292K -1,857 Closed
FFN
248
Focus Financial Network
Minnesota
– -$290K -1,841 Closed
Northern Trust
249
Northern Trust
Illinois
– -$265K -1,681 Closed
Simplex Trading
250
Simplex Trading
Illinois
– -$77K -495 Closed
7 8 9
10
11

FBT Hedge Fund Activity: Q4 2020 in Review

236 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q4 2020, worth a combined $977M — up 1.9% from $959M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new FBT positions and 21 closed out — a net gain of 26 holders — while 60 added to existing stakes and 75 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.38M. The largest seller was Wells Fargo, cutting an estimated $20M.

  • 236 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q4 2020, up from 213 in Q3 2020.
  • Funds reported $977M of First Trust NYSE Arca Biotechnology Index Fund stock for Q4 2020, up 1.9% quarter-over-quarter.
  • 47 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q4 2020 and 21 closed out, a net change of +26 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q4 2020 was LPL Financial, an estimated $6.38M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q4 2020 was Wells Fargo, an estimated $20M sold.

Based on aggregated 13F filings for Q4 2020.